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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UN
651
DELISTED
Unilever NV New York Registry Shares
UN
$3.65M 0.03%
60,424
-1,558
-3% -$90.3K
SBAC icon
652
SBA Communications
SBAC
$19.5B
$3.65M 0.03%
11,444
+809
+8% +$247K
BGH
653
Barings Global Short Duration High Yield Fund
BGH
$287M
$3.63M 0.03%
272,677
+7,633
+3% +$100K
HIX
654
Western Asset High Income Fund II
HIX
$355M
$3.63M 0.03%
567,376
-4,093
-0.7% -$26.8K
DMF
655
DELISTED
BNY Mellon Municipal Income
DMF
$3.6M 0.03%
417,414
-4,938
-1% -$42.3K
MHD icon
656
BlackRock MuniHoldings Fund
MHD
$606M
$3.6M 0.03%
236,414
-19,430
-8% -$302K
GNRC icon
657
Generac Holdings
GNRC
$12.5B
$3.57M 0.03%
18,453
+6,453
+54% +$1.06M
JKHY icon
658
Jack Henry & Associates
JKHY
$11.1B
$3.57M 0.03%
21,976
-13,049
-37% -$2.27M
FE icon
659
FirstEnergy
FE
$27.5B
$3.56M 0.03%
124,077
+8,915
+8% +$280K
PPG icon
660
PPG Industries
PPG
$26.6B
$3.55M 0.03%
29,082
+9,631
+50% +$1.13M
RH icon
661
RH
RH
$3.71B
$3.55M 0.03%
9,276
+2,114
+30% +$667K
TEL icon
662
TE Connectivity
TEL
$62.6B
$3.55M 0.03%
36,297
+5,963
+20% +$549K
ENX
663
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$3.54M 0.03%
300,142
+6,708
+2% +$80.6K
SRC
664
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$3.54M 0.03%
104,957
+37,899
+57% +$1.32M
TPR icon
665
Tapestry
TPR
$32.8B
$3.54M 0.03%
226,413
+165,894
+274% +$2.44M
ECF
666
Ellsworth Growth & Income Fund
ECF
$172M
$3.54M 0.03%
306,293
-72,548
-19% -$867K
MRTX
667
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$3.52M 0.03%
21,222
-10,656
-33% -$1.46M
IONS icon
668
Ionis Pharmaceuticals
IONS
$9.4B
$3.52M 0.03%
74,221
-4,615
-6% -$256K
SCCO icon
669
Southern Copper
SCCO
$166B
$3.52M 0.03%
83,889
-27,975
-25% -$1.16M
NCZ
670
Virtus Convertible & Income Fund II
NCZ
$301M
$3.52M 0.03%
213,873
-62,708
-23% -$1.04M
PKG icon
671
Packaging Corp of America
PKG
$22.8B
$3.51M 0.03%
32,230
-10,663
-25% -$1.09M
CNC icon
672
Centene
CNC
$32.5B
$3.51M 0.03%
60,147
+312
+0.5% +$19.4K
AUY
673
DELISTED
Yamana Gold, Inc.
AUY
$3.51M 0.03%
617,484
-43,939
-7% -$263K
URI icon
674
United Rentals
URI
$72.4B
$3.5M 0.03%
20,086
+1,586
+9% +$267K
UDR icon
675
UDR
UDR
$12.3B
$3.5M 0.03%
107,308
-3,035
-3% -$107K
25 26
27
28 29

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.