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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAP
651
The Gap Inc
GAP
$7.4B
$4.76M 0.04%
269,169
+61,910
+30% +$1.05M
GPC icon
652
Genuine Parts
GPC
$18.1B
$4.75M 0.04%
44,760
+14,123
+46% +$1.45M
BLW icon
653
BlackRock Limited Duration Income Trust
BLW
$491M
$4.75M 0.04%
289,806
+5,895
+2% +$93.6K
PEB icon
654
Pebblebrook Hotel Trust
PEB
$2.15B
$4.73M 0.04%
176,507
-98
-0.1% -$2.58K
GATX icon
655
GATX Corp
GATX
$6.34B
$4.73M 0.04%
57,096
-3,567
-6% -$287K
RRC icon
656
Range Resources
RRC
$8.91B
$4.73M 0.04%
974,944
-21,579
-2% -$87K
MCN
657
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$4.71M 0.04%
711,214
+137,159
+24% +$887K
NMFC icon
658
New Mountain Finance
NMFC
$694M
$4.71M 0.04%
342,866
-6,415
-2% -$86.8K
EOD
659
Allspring Global Dividend Opportunity Fund
EOD
$283M
$4.71M 0.04%
831,774
-163,769
-16% -$899K
JKHY icon
660
Jack Henry & Associates
JKHY
$11B
$4.69M 0.04%
32,208
+13,587
+73% +$1.98M
PAAS icon
661
Pan American Silver
PAAS
$20.3B
$4.69M 0.04%
197,894
+11,023
+6% +$204K
MIC
662
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$4.67M 0.04%
109,050
+22,503
+26% +$929K
AAL icon
663
American Airlines Group
AAL
$11B
$4.67M 0.04%
162,870
+17,626
+12% +$503K
MCO icon
664
Moody's
MCO
$83.8B
$4.63M 0.03%
19,510
+1,321
+7% +$294K
IVZ icon
665
Invesco
IVZ
$14.1B
$4.63M 0.03%
257,512
-37,466
-13% -$639K
IQI icon
666
Invesco Quality Municipal Securities
IQI
$528M
$4.63M 0.03%
367,915
+98,932
+37% +$1.24M
SKX
667
DELISTED
Skechers
SKX
$4.63M 0.03%
+107,105
New +$4.22M
EMB icon
668
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$4.6M 0.03%
40,143
+2,416
+6% +$273K
VTA
669
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$4.59M 0.03%
404,373
-281,881
-41% -$3.12M
PMF
670
DELISTED
PIMCO Municipal Income Fund
PMF
$4.58M 0.03%
303,056
+17,005
+6% +$258K
AGR
671
DELISTED
Avangrid, Inc.
AGR
$4.56M 0.03%
89,074
+28,397
+47% +$1.41M
KYN icon
672
Kayne Anderson Energy Infrastructure Fund
KYN
$2.38B
$4.55M 0.03%
326,835
-50,230
-13% -$669K
GE icon
673
GE Aerospace
GE
$396B
$4.55M 0.03%
81,745
-9,564
-10% -$494K
HAL icon
674
Halliburton
HAL
$26.5B
$4.54M 0.03%
185,736
+37,003
+25% +$780K
KGC icon
675
Kinross Gold
KGC
$30.5B
$4.54M 0.03%
958,670
+208,775
+28% +$942K
25 26
27
28 29

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.