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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRI icon
651
Darden Restaurants
DRI
$23.7B
$4.48M 0.04%
37,893
-1,032
-3% -$126K
PANW icon
652
Palo Alto Networks
PANW
$289B
$4.47M 0.04%
131,706
-46,638
-26% -$1.65M
EXAS
653
DELISTED
Exact Sciences
EXAS
$4.45M 0.04%
49,269
-1,449
-3% -$165K
BLW icon
654
BlackRock Limited Duration Income Trust
BLW
$491M
$4.44M 0.04%
283,911
+8,392
+3% +$129K
HOG icon
655
Harley-Davidson
HOG
$2.7B
$4.4M 0.04%
122,296
-6,415
-5% -$220K
GER
656
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$4.39M 0.04%
101,284
+1,808
+2% +$82.2K
NFG icon
657
National Fuel Gas
NFG
$7.58B
$4.38M 0.04%
93,368
+9,321
+11% +$453K
PHT
658
DELISTED
Pioneer High Income Fund
PHT
$4.38M 0.04%
474,815
+29,462
+7% +$272K
HOLX
659
DELISTED
Hologic
HOLX
$4.36M 0.03%
86,439
-2,588
-3% -$127K
SLB icon
660
SLB Ltd
SLB
$77.2B
$4.36M 0.03%
127,566
-5,843
-4% -$214K
DHR icon
661
Danaher
DHR
$139B
$4.35M 0.03%
33,998
-9,605
-22% -$1.2M
BCV
662
Bancroft Fund
BCV
$137M
$4.35M 0.03%
183,956
-10,242
-5% -$242K
LITE icon
663
Lumentum
LITE
$67.5B
$4.33M 0.03%
80,852
+68,244
+541% +$3.85M
PMF
664
DELISTED
PIMCO Municipal Income Fund
PMF
$4.32M 0.03%
286,051
+36,556
+15% +$537K
UTHR icon
665
United Therapeutics
UTHR
$22.3B
$4.31M 0.03%
54,096
-5,387
-9% -$434K
SPIP icon
666
State Street SPDR Portfolio TIPS ETF
SPIP
$999M
$4.31M 0.03%
151,237
+21,777
+17% +$620K
PKG icon
667
Packaging Corp of America
PKG
$22.6B
$4.31M 0.03%
40,586
-672
-2% -$68.1K
MYJ
668
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$4.29M 0.03%
280,555
-44,890
-14% -$680K
EMB icon
669
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$4.28M 0.03%
37,727
-4,705
-11% -$535K
WLL
670
DELISTED
Whiting Petroleum Corporation
WLL
$4.25M 0.03%
7,049
+43
+0.6% +$36.5K
DVN icon
671
Devon Energy
DVN
$49.6B
$4.24M 0.03%
176,017
-85,888
-33% -$2.15M
NRG icon
672
NRG Energy
NRG
$25.4B
$4.22M 0.03%
106,542
-39,938
-27% -$1.44M
BLE
673
DELISTED
BlackRock Municipal Income Trust II
BLE
$4.16M 0.03%
278,612
-47,352
-15% -$710K
DY icon
674
Dycom Industries
DY
$12.2B
$4.16M 0.03%
+81,493
New +$4.11M
PARA
675
DELISTED
Paramount Global Class B
PARA
$4.16M 0.03%
103,046
-24,696
-19% -$1.16M
25 26
27
28 29

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.