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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSL icon
651
Carlisle Companies
CSL
$15.3B
$5.66M 0.04%
46,499
-53,807
-54% -$6.57M
VTN icon
652
Invesco Trust for Investment Grade New York Municipals
VTN
$164M
$5.65M 0.04%
453,049
-7,639
-2% -$96.8K
FITB
653
Fifth Third Bancorp
FITB
$52.2B
$5.65M 0.04%
202,307
-266,913
-57% -$7.84M
MAA icon
654
Mid-America Apartment Communities
MAA
$15.6B
$5.63M 0.04%
56,238
+2,521
+5% +$255K
PFN
655
PIMCO Income Strategy Fund II
PFN
$693M
$5.62M 0.04%
532,568
-212,113
-28% -$2.26M
BFZ
656
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$5.58M 0.04%
452,037
-12,189
-3% -$155K
EVHC
657
DELISTED
Envision Healthcare Holdings Inc
EVHC
$5.55M 0.04%
121,424
+14,418
+13% +$648K
EVRG icon
658
Evergy
EVRG
$19.1B
$5.54M 0.04%
100,905
-2,451
-2% -$139K
LXP icon
659
LXP Industrial Trust
LXP
$3.58B
$5.54M 0.04%
133,391
+5,961
+5% +$260K
JFR icon
660
Nuveen Floating Rate Income Fund
JFR
$1.24B
$5.52M 0.04%
531,553
-5,472
-1% -$56.5K
PLXS icon
661
Plexus
PLXS
$7.35B
$5.52M 0.04%
94,394
+30,046
+47% +$1.84M
NKX icon
662
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$655M
$5.51M 0.04%
428,400
-12,292
-3% -$165K
APTV icon
663
Aptiv
APTV
$9.76B
$5.5M 0.04%
65,583
+5,210
+9% +$476K
NEV
664
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$5.48M 0.04%
418,635
+53,130
+15% +$733K
MYN icon
665
BlackRock MuniYield New York Quality Fund
MYN
$374M
$5.47M 0.04%
475,637
-7,835
-2% -$92.8K
INF
666
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$5.47M 0.04%
455,570
-21,826
-5% -$272K
NRK icon
667
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$901M
$5.47M 0.04%
459,713
-5,248
-1% -$63.6K
IDE
668
Voya Infrastructure, Industrials and Materials Fund
IDE
$198M
$5.47M 0.04%
347,546
-32,832
-9% -$495K
GEO icon
669
The GEO Group
GEO
$4.2B
$5.46M 0.04%
216,872
+89,098
+70% +$2.28M
EMB icon
670
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$5.45M 0.04%
50,587
-9,972
-16% -$1.07M
HIX
671
Western Asset High Income Fund II
HIX
$354M
$5.45M 0.04%
858,866
+111,545
+15% +$713K
NAN icon
672
Nuveen New York Quality Municipal Income Fund
NAN
$368M
$5.45M 0.04%
442,325
-5,011
-1% -$62.6K
PMO
673
Franklin Municipal Opportunities Trust
PMO
$281M
$5.44M 0.04%
476,612
-15,372
-3% -$178K
RVTY icon
674
Revvity
RVTY
$12.8B
$5.44M 0.04%
55,936
+33,475
+149% +$2.88M
ECL icon
675
Ecolab
ECL
$80.3B
$5.44M 0.04%
34,698
-807
-2% -$120K
25 26
27
28 29

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
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Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.