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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
(-0.85%)
Cap. Flow
-$2.32B
Cap. Flow
% of AUM
-5.5%
Top 10 Holdings %
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$859M |
| 2 |
Apple
AAPL
|
+$61.2M |
| 3 |
Norwegian Cruise Line
NCLH
|
+$56M |
| 4 |
Vertex Pharmaceuticals
VRTX
|
+$55.7M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$40.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$106M |
| 2 |
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
|
+$84.5M |
| 3 |
BCR
CR Bard Inc.
BCR
|
+$53.6M |
| 4 |
Applied Materials
AMAT
|
+$37.5M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$37.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.48% |
| 2 | Financials | 12.95% |
| 3 | Healthcare | 12.03% |
| 4 | Industrials | 10.73% |
| 5 | Consumer Discretionary | 10.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
651
Lennox International
LII
$14.4B
| $11.3M | 0.03% |
54,310
+29,392
| +118% | +$5.73M |
|
652
ONE Gas
OGS
$4.9B
| $11.3M | 0.03% |
154,095
+11,567
| +8% | +$877K |
|
653
Hercules Capital
HTGC
$2.98B
| $11.2M | 0.03% |
857,282
-26,054
| -3% | -$341K |
|
654
Sixth Street Specialty
TSLX
$1.64B
| $11.2M | 0.03% |
567,066
-15,688
| -3% | -$322K |
|
|
VTA
655
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
| $11.2M | 0.03% |
958,296
-61,981
| -6% | -$724K |
|
|
HRC
656
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
| $11.2M | 0.03% |
132,680
+95,593
| +258% | +$7.74M |
|
|
VSM
657
DELISTED
Versum Materials, Inc.
VSM
| $11.1M | 0.03% |
294,220
+168,372
| +134% | +$6.57M |
|
658
Invitation Homes
INVH
$17.6B
| $11.1M | 0.03% |
469,008
+222,249
| +90% | +$5.14M |
|
659
Golub Capital BDC
GBDC
$3.34B
| $11M | 0.03% |
617,545
-19,397
| -3% | -$359K |
|
660
American Eagle Outfitters
AEO
$2.9B
| $11M | 0.03% |
583,738
-226,159
| -28% | -$3.41M |
|
661
Royal Gold
RGLD
$17.2B
| $11M | 0.03% |
133,548
-108,250
| -45% | -$9.27M |
|
662
Annaly Capital Management
NLY
$17.4B
| $10.9M | 0.03% |
230,201
-78,776
| -25% | -$3.74M |
|
|
CHY
663
Calamos Convertible and High Income Fund
CHY
$999M
| $10.8M | 0.03% |
913,594
+144,350
| +19% | +$1.71M |
|
|
TECD
664
DELISTED
Tech Data Corp
TECD
| $10.7M | 0.03% |
109,711
+65,694
| +149% | +$6.16M |
|
665
BlackRock Enhanced Captial and Income Fund
CII
$980M
| $10.7M | 0.03% |
655,764
-25,653
| -4% | -$408K |
|
|
KYE
666
DELISTED
Kayne Anderson Energy
KYE
| $10.5M | 0.02% |
1,041,296
+238,752
| +30% | +$2.42M |
|
667
Teradyne
TER
$57.2B
| $10.5M | 0.02% |
249,988
+176,527
| +240% | +$7.28M |
|
|
MXIM
668
DELISTED
Maxim Integrated Products
MXIM
| $10.5M | 0.02% |
200,024
-23,349
| -10% | -$1.21M |
|
669
Atmos Energy
ATO
$29.1B
| $10.4M | 0.02% |
121,536
+12,356
| +11% | +$1.09M |
|
|
AGR
670
DELISTED
Avangrid, Inc.
AGR
| $10.4M | 0.02% |
205,999
+7,663
| +4% | +$388K |
|
|
LHO
671
DELISTED
LaSalle Hotel Properties
LHO
| $10.4M | 0.02% |
370,976
-19,148
| -5% | -$549K |
|
|
EFR
672
Eaton Vance Senior Floating-Rate Fund
EFR
$314M
| $10.4M | 0.02% |
720,814
-75,902
| -10% | -$1.1M |
|
673
First American
FAF
$7.71B
| $10.4M | 0.02% |
184,982
-219,107
| -54% | -$11.8M |
|
|
MVF
674
DELISTED
BlackRock MuniVest Fund
MVF
| $10.3M | 0.02% |
1,071,331
+124,821
| +13% | +$1.21M |
|
675
Westlake Corp
WLK
$9.19B
| $10.3M | 0.02% |
96,583
-1,521
| -2% | -$141K |
|
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Guggenheim Capital's Q4 2017 Portfolio in Review
As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.
- Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
- Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
- Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
- Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
- Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
- Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
- Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.
Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.