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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAA
651
DELISTED
CalAtlantic Group, Inc.
CAA
$10.8M 0.03%
287,677
-2,837
-1% -$100K
DKS icon
652
Dick's Sporting Goods
DKS
$17.5B
$10.8M 0.03%
221,212
+37,222
+20% +$1.89M
TMUS icon
653
T-Mobile US
TMUS
$185B
$10.7M 0.03%
166,053
-11,709
-7% -$720K
CII icon
654
BlackRock Enhanced Captial and Income Fund
CII
$988M
$10.7M 0.03%
746,719
-50,507
-6% -$712K
INGR icon
655
Ingredion
INGR
$6.27B
$10.7M 0.03%
88,738
+14,492
+20% +$1.77M
UVV icon
656
Universal Corp
UVV
$1.31B
$10.6M 0.03%
150,406
+19,098
+15% +$1.33M
MASI
657
DELISTED
Masimo
MASI
$10.6M 0.03%
113,969
+78,216
+219% +$6.44M
AGO icon
658
Assured Guaranty
AGO
$3.66B
$10.6M 0.03%
286,023
-192,817
-40% -$7.65M
PHD
659
DELISTED
Pioneer Floating Rate Fund
PHD
$10.4M 0.03%
848,338
+120,188
+17% +$1.46M
NLY icon
660
Annaly Capital Management
NLY
$17.1B
$10.4M 0.03%
233,237
+66,731
+40% +$2.84M
LEO
661
BNY Mellon Strategic Municipals
LEO
$383M
$10.3M 0.03%
1,199,213
-72,124
-6% -$621K
CONE
662
DELISTED
CyrusOne Inc Common Stock
CONE
$10.3M 0.03%
200,277
-24,146
-11% -$1.19M
UTF icon
663
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$10.2M 0.03%
473,973
+4,715
+1% +$97.5K
WERN icon
664
Werner Enterprises
WERN
$2.24B
$10.2M 0.03%
389,657
+12,122
+3% +$330K
CSIQ icon
665
Canadian Solar
CSIQ
$1.02B
$10.2M 0.03%
831,948
+173,601
+26% +$2.25M
OC icon
666
Owens Corning
OC
$11.2B
$10.2M 0.03%
165,715
+13,468
+9% +$772K
OGS icon
667
ONE Gas
OGS
$4.87B
$10.2M 0.03%
150,417
+2,163
+1% +$140K
FHN icon
668
First Horizon
FHN
$12.2B
$10.2M 0.03%
548,792
-41,249
-7% -$811K
BGT icon
669
BlackRock Floating Rate Income Trust
BGT
$323M
$10.1M 0.03%
704,211
+69,324
+11% +$999K
IDE
670
Voya Infrastructure, Industrials and Materials Fund
IDE
$196M
$10M 0.03%
661,472
-28,203
-4% -$390K
JSD
671
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$9.98M 0.03%
560,908
+151,902
+37% +$2.74M
CTR
672
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$9.97M 0.03%
146,195
-223
-0.2% -$14.9K
TERP
673
DELISTED
TerraForm Power, Inc
TERP
$9.92M 0.03%
802,153
+99,406
+14% +$1.2M
DRE
674
DELISTED
Duke Realty Corp.
DRE
$9.86M 0.03%
375,127
+84,500
+29% +$2.17M
GXP
675
DELISTED
Great Plains Energy Incorporated
GXP
$9.79M 0.03%
334,977
+90,920
+37% +$2.55M
25 26
27
28 29

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.