We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETW
651
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.04B
$10.2M 0.03%
1,015,713
-98,870
-9% -$1.04M
TMUS icon
652
T-Mobile US
TMUS
$190B
$10.2M 0.03%
177,762
+7,289
+4% +$381K
WERN icon
653
Werner Enterprises
WERN
$2.23B
$10.2M 0.03%
377,535
+58,900
+18% +$1.52M
TECH icon
654
Bio-Techne
TECH
$11.2B
$10.1M 0.03%
394,324
+94,432
+31% +$2.48M
OI icon
655
O-I Glass
OI
$1.14B
$10.1M 0.03%
578,830
-1,540,715
-73% -$28M
NVG icon
656
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
$10.1M 0.03%
696,717
-177,751
-20% -$2.6M
CONE
657
DELISTED
CyrusOne Inc Common Stock
CONE
$10M 0.03%
224,423
+19,319
+9% +$856K
MORE
658
DELISTED
Monogram Residential Trust, Inc.
MORE
$10M 0.03%
926,385
+206,283
+29% +$2.17M
JRO
659
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$9.9M 0.03%
811,955
-73,327
-8% -$844K
PZZA icon
660
Papa John's
PZZA
$1.02B
$9.89M 0.03%
115,605
+95,932
+488% +$7.95M
CAA
661
DELISTED
CalAtlantic Group, Inc.
CAA
$9.88M 0.03%
290,514
+141,567
+95% +$4.68M
RITM icon
662
Rithm Capital
RITM
$5.62B
$9.84M 0.03%
626,055
+238,512
+62% +$3.52M
CHRD icon
663
Chord Energy
CHRD
$7.84B
$9.79M 0.03%
646,588
-648,054
-50% -$8.39M
ANET icon
664
Arista Networks
ANET
$233B
$9.79M 0.03%
1,618,288
-128,672
-7% -$720K
NMFC icon
665
New Mountain Finance
NMFC
$683M
$9.77M 0.03%
693,137
+131,536
+23% +$1.82M
DKS icon
666
Dick's Sporting Goods
DKS
$18B
$9.77M 0.03%
183,990
+147,259
+401% +$8.45M
BR icon
667
Broadridge
BR
$18.2B
$9.76M 0.03%
147,268
+13,549
+10% +$881K
SWX icon
668
Southwest Gas
SWX
$6.5B
$9.75M 0.03%
127,282
+85,664
+206% +$6.18M
BEAV
669
DELISTED
B/E Aerospace Inc
BEAV
$9.69M 0.03%
161,066
+14,604
+10% +$841K
FRA icon
670
BlackRock Floating Rate Income Strategies Fund
FRA
$384M
$9.68M 0.03%
671,423
+49,509
+8% +$689K
TSL
671
DELISTED
Trina Solar Limited
TSL
$9.66M 0.03%
1,039,182
-312,352
-23% -$3.13M
KG
672
Kestrel Group
KG
$66.7M
$9.61M 0.03%
27,529
+11,724
+74% +$3.6M
EFT
673
Eaton Vance Floating-Rate Income Trust
EFT
$284M
$9.58M 0.03%
643,027
+93,028
+17% +$1.35M
AY
674
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$9.53M 0.03%
492,477
-51,858
-10% -$947K
WOOF
675
DELISTED
VCA Inc.
WOOF
$9.52M 0.03%
138,720
+22,482
+19% +$1.47M
25 26
27
28 29

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.