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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDE
651
Voya Infrastructure, Industrials and Materials Fund
IDE
$198M
$10M 0.03%
742,499
-47,313
-6% -$600K
SBS icon
652
Sabesp
SBS
$18.9B
$10M 0.03%
5,568,699
-22,941
-0.4% -$40.7K
UNIT
653
Uniti Group
UNIT
$2.38B
$9.95M 0.03%
316,752
-138,528
-30% -$4.25M
TIP icon
654
iShares TIPS Bond ETF
TIP
$14.5B
$9.93M 0.03%
85,274
+6,190
+8% +$718K
CPT icon
655
Camden Property Trust
CPT
$10.9B
$9.86M 0.03%
117,765
-26,605
-18% -$2.33M
TYG
656
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$9.86M 0.03%
80,146
-15,639
-16% -$1.93M
SPR
657
DELISTED
Spirit AeroSystems
SPR
$9.84M 0.03%
220,834
-38,366
-15% -$1.7M
JRO
658
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$9.79M 0.03%
885,282
+62,110
+8% +$664K
ETB
659
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$458M
$9.79M 0.03%
591,505
-30,500
-5% -$495K
CONE
660
DELISTED
CyrusOne Inc Common Stock
CONE
$9.76M 0.03%
205,104
+38,866
+23% +$2.01M
OZK icon
661
Bank OZK
OZK
$5.65B
$9.75M 0.03%
253,989
-22,843
-8% -$866K
DCT
662
DELISTED
DCT Industrial Trust Inc.
DCT
$9.74M 0.03%
200,543
-19,656
-9% -$955K
CAFD
663
DELISTED
8point3 Energy Partners LP
CAFD
$9.72M 0.03%
675,027
-36,836
-5% -$583K
FRC
664
DELISTED
First Republic Bank
FRC
$9.7M 0.03%
125,835
-64,578
-34% -$4.75M
EHC icon
665
Encompass Health
EHC
$11.2B
$9.7M 0.03%
300,471
-9,485
-3% -$307K
BMS
666
DELISTED
Bemis
BMS
$9.69M 0.03%
189,951
-32,357
-15% -$1.67M
PB icon
667
Prosperity Bancshares
PB
$9B
$9.68M 0.03%
176,283
-11,796
-6% -$625K
LII icon
668
Lennox International
LII
$14.9B
$9.64M 0.03%
61,422
-7,658
-11% -$1.19M
ALGN icon
669
Align Technology
ALGN
$12.3B
$9.64M 0.03%
102,845
-8,631
-8% -$781K
JMF
670
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$9.63M 0.03%
733,923
-44,607
-6% -$558K
MANH icon
671
Manhattan Associates
MANH
$11B
$9.61M 0.03%
166,863
-17,156
-9% -$1.03M
EHI
672
Western Asset Global High Income Fund
EHI
$176M
$9.59M 0.03%
940,732
+44,058
+5% +$444K
LXP icon
673
LXP Industrial Trust
LXP
$3.57B
$9.55M 0.03%
185,534
-3,459
-2% -$182K
ICFI icon
674
ICF International
ICFI
$1.52B
$9.51M 0.03%
214,629
-7,521
-3% -$315K
FICO icon
675
Fair Isaac
FICO
$22.5B
$9.5M 0.03%
76,269
-10,034
-12% -$1.25M
25 26
27
28 29

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.