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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.32%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.75B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAB icon
651
Wabtec
WAB
$50.2B
$13.5M 0.04%
152,755
+17,244
+13% +$1.64M
WTRG icon
652
Essential Utilities
WTRG
$11.1B
$13.4M 0.04%
508,058
+23,712
+5% +$607K
TYG
653
Tortoise Energy Infrastructure Corp
TYG
$1.07B
$13.3M 0.04%
122,879
-7,385
-6% -$1M
SWI
654
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
$13.3M 0.04%
338,850
-26,851
-7% -$1.1M
PINC
655
DELISTED
Premier
PINC
$13.3M 0.04%
386,134
+26,967
+8% +$971K
CWB icon
656
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.73B
$13.1M 0.04%
292,134
+8,371
+3% +$388K
CAL icon
657
Caleres
CAL
$483M
$13M 0.04%
427,061
-247,175
-37% -$7.97M
STK
658
Columbia Seligman Premium Technology Growth Fund
STK
$908M
$13M 0.04%
796,367
-17,939
-2% -$306K
UTF icon
659
Cohen & Steers Infrastructure Fund
UTF
$3.05B
$12.9M 0.04%
674,822
-18,075
-3% -$366K
NVS icon
660
Novartis
NVS
$294B
$12.8M 0.04%
155,685
-22,795
-13% -$2.03M
RNR icon
661
RenaissanceRe
RNR
$13.4B
$12.8M 0.04%
120,472
+4,494
+4% +$472K
TSL
662
DELISTED
Trina Solar Limited
TSL
$12.8M 0.04%
1,425,506
-29,031
-2% -$273K
MXIM
663
DELISTED
Maxim Integrated Products
MXIM
$12.8M 0.04%
382,438
-30,415
-7% -$1.01M
IDXX icon
664
Idexx Laboratories
IDXX
$46B
$12.7M 0.04%
171,085
-2,379
-1% -$170K
LSI
665
DELISTED
Life Storage, Inc.
LSI
$12.7M 0.04%
201,330
+109,732
+120% +$6.79M
GSK icon
666
GSK
GSK
$103B
$12.6M 0.04%
262,241
+88,719
+51% +$4.62M
SUNE
667
DELISTED
SUNEDISON, INC COM
SUNE
$12.5M 0.04%
1,745,946
+759,338
+77% +$13.6M
ETW
668
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.05B
$12.5M 0.04%
1,170,532
+15,471
+1% +$180K
CEM
669
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$12.5M 0.04%
143,967
-5,721
-4% -$616K
JMF
670
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$12.5M 0.04%
991,333
-40,991
-4% -$611K
JCP
671
DELISTED
J.C. Penney Company, Inc.
JCP
$12.5M 0.04%
1,340,938
-828,310
-38% -$7.33M
HAWK
672
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$12.4M 0.04%
293,413
-46,612
-14% -$1.98M
HIX
673
Western Asset High Income Fund II
HIX
$355M
$12.4M 0.04%
1,919,984
-290,952
-13% -$2.04M
VCIT icon
674
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
$12.4M 0.04%
144,695
-15,468
-10% -$1.31M
ASNA
675
DELISTED
Ascena Retail Group, Inc.
ASNA
$12.4M 0.04%
44,423
-11,869
-21% -$3.1M
25 26
27
28 29

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
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Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.75B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.