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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETV
651
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.74B
$18.5M 0.05%
1,318,839
-74,123
-5% -$1.1M
BSJG
652
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$18.4M 0.05%
712,214
+122,179
+21% +$3.23M
EV
653
DELISTED
Eaton Vance Corp.
EV
$18.3M 0.05%
447,460
-25,384
-5% -$998K
LHO
654
DELISTED
LaSalle Hotel Properties
LHO
$18.3M 0.05%
451,171
+393,666
+685% +$15.1M
DISCK
655
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$18.2M 0.05%
540,654
+70,179
+15% +$2.39M
JNK icon
656
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.9B
$18.2M 0.05%
157,122
-2,596
-2% -$308K
ALK icon
657
Alaska Air
ALK
$5.6B
$17.8M 0.04%
298,164
-87,612
-23% -$4.62M
ODFL icon
658
Old Dominion Freight Line
ODFL
$44B
$17.8M 0.04%
686,964
-86,145
-11% -$2.14M
TWO
659
Two Harbors Investment
TWO
$1.27B
$17.8M 0.04%
221,502
-26,404
-11% -$2.14M
NTG
660
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$17.6M 0.04%
63,009
+10,753
+21% +$2.99M
MIE
661
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$17.6M 0.04%
896,036
+203,781
+29% +$4.1M
NGG icon
662
National Grid
NGG
$80.3B
$17.5M 0.04%
256,576
+820
+0.3% +$57K
WEN icon
663
Wendy's
WEN
$1.43B
$17.5M 0.04%
1,934,132
-2,141,455
-53% -$18.1M
EHI
664
Western Asset Global High Income Fund
EHI
$176M
$17.4M 0.04%
1,571,552
-9,142
-0.6% -$106K
SN
665
DELISTED
Sanchez Energy Corporation
SN
$17.4M 0.04%
1,877,068
+986,033
+111% +$14.8M
EMLC icon
666
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.77B
$17.4M 0.04%
411,662
+32,696
+9% +$1.46M
OGS icon
667
ONE Gas
OGS
$4.92B
$17.4M 0.04%
421,735
+383,378
+999% +$14.9M
NVR icon
668
NVR
NVR
$16.6B
$17.3M 0.04%
13,563
+12,993
+2,279% +$15.7M
MDY icon
669
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.7B
$17.3M 0.04%
65,435
-99,200
-60% -$25.4M
BERY
670
DELISTED
Berry Global Group, Inc.
BERY
$17.2M 0.04%
592,589
-554,249
-48% -$13.9M
AAP icon
671
Advance Auto Parts
AAP
$3.36B
$17.2M 0.04%
107,698
+91,271
+556% +$13.4M
PII icon
672
Polaris
PII
$4.02B
$17.1M 0.04%
113,368
-15,749
-12% -$2.36M
TWTR
673
DELISTED
Twitter, Inc.
TWTR
$17.1M 0.04%
476,412
+429,535
+916% +$18.3M
LQD icon
674
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$16.9M 0.04%
141,320
+9,759
+7% +$1.16M
HSBC icon
675
HSBC
HSBC
$370B
$16.9M 0.04%
414,524
+283,647
+217% +$12.1M
25 26
27
28 29

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.