We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UFS
651
DELISTED
DOMTAR CORPORATION (New)
UFS
$19.5M 0.05%
554,539
+275,563
+99% +$10.5M
EC icon
652
Ecopetrol
EC
$34.5B
$19.4M 0.05%
621,660
+56,535
+10% +$1.93M
CVC
653
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$19.4M 0.05%
1,108,674
-83,110
-7% -$1.54M
PII icon
654
Polaris
PII
$3.82B
$19.3M 0.05%
129,117
-7,685
-6% -$1.11M
EOD
655
Allspring Global Dividend Opportunity Fund
EOD
$279M
$19.3M 0.05%
2,409,923
+88,767
+4% +$735K
GAP
656
The Gap Inc
GAP
$7.23B
$19.3M 0.05%
463,522
-81,903
-15% -$3.47M
PFN
657
PIMCO Income Strategy Fund II
PFN
$698M
$19.3M 0.05%
1,834,741
+34,064
+2% +$368K
UMPQ
658
DELISTED
Umpqua Holdings Corp
UMPQ
$19.3M 0.05%
1,172,777
-553,090
-32% -$9.5M
EHI
659
Western Asset Global High Income Fund
EHI
$175M
$19.3M 0.05%
1,580,694
+100,508
+7% +$1.26M
APTV icon
660
Aptiv
APTV
$12B
$19.3M 0.05%
314,024
-55,060
-15% -$3.77M
JNK icon
661
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.9B
$19.3M 0.05%
159,718
-72,527
-31% -$8.92M
RDS.A
662
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$19.2M 0.05%
252,739
-182,797
-42% -$14.7M
TGNA
663
DELISTED
TEGNA Inc
TGNA
$19.2M 0.05%
1,238,835
-15,890
-1% -$272K
ERF
664
DELISTED
Enerplus Corporation
ERF
$19.2M 0.05%
1,013,407
+48,559
+5% +$1.06M
TWO
665
Two Harbors Investment
TWO
$1.27B
$19.2M 0.05%
247,906
+24,686
+11% +$2.05M
JEF icon
666
Jefferies Financial Group
JEF
$12.6B
$19.2M 0.05%
897,592
+75,734
+9% +$1.71M
IRM icon
667
Iron Mountain
IRM
$36.4B
$19.1M 0.05%
585,224
-82,424
-12% -$2.67M
APU
668
DELISTED
AmeriGas Partners, L.P.
APU
$18.9M 0.05%
414,809
+326,875
+372% +$14.9M
AOS icon
669
A.O. Smith
AOS
$8.17B
$18.8M 0.05%
794,976
-17,334
-2% -$421K
LQDT icon
670
Liquidity Services
LQDT
$1.22B
$18.7M 0.04%
1,359,785
-22,234
-2% -$319K
EIG icon
671
Employers Holdings
EIG
$908M
$18.6M 0.04%
967,257
-168,984
-15% -$3.52M
EEP
672
DELISTED
Enbridge Energy Partners
EEP
$18.4M 0.04%
474,726
+361,805
+320% +$13M
WBD icon
673
Warner Bros
WBD
$65.9B
$18.4M 0.04%
487,552
-360,119
-42% -$15M
VC icon
674
Visteon
VC
$2.79B
$18.3M 0.04%
188,664
+62,103
+49% +$6.22M
ETY icon
675
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.29B
$18.3M 0.04%
1,607,149
+59,648
+4% +$699K
25 26
27
28 29

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.