We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+12.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.2B
AUM Growth
+$1.6B
Cap. Flow
+$244M
Cap. Flow %
1.85%
Top 10 Hldgs %
17.23%
Holding
2,008
New
175
Increased
901
Reduced
772
Closed
138

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.9M
2
TSLA icon
Tesla
TSLA
+$32.2M
3
AVGO icon
Broadcom
AVGO
+$18.8M
4
ROP icon
Roper Technologies
ROP
+$14.4M
5
META icon
Meta Platforms (Facebook)
META
+$11.3M

Top Sells

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$15.6M
2
AAPL icon
Apple
AAPL
+$12M
3
VMW
VMware, Inc
VMW
+$9.63M
4
PXD
Pioneer Natural Resource Co.
PXD
+$9.16M
5
AMZN icon
Amazon
AMZN
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 24.71%
2 Healthcare 9.61%
3 Consumer Discretionary 8.52%
4 Financials 7.9%
5 Industrials 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSL
626
DoubleLine Income Solutions Fund
DSL
$1.24B
$3.71M 0.03%
303,192
+9,863
+3% +$113K
SJM icon
627
J.M. Smucker
SJM
$12.8B
$3.71M 0.03%
29,325
+433
+1% +$50.2K
OSK icon
628
Oshkosh
OSK
$9.59B
$3.7M 0.03%
34,173
+2,158
+7% +$209K
CYTK icon
629
Cytokinetics
CYTK
$10.4B
$3.69M 0.03%
44,222
-6,780
-13% -$246K
JGH icon
630
Nuveen Global High Income Fund
JGH
$356M
$3.66M 0.03%
299,845
+10,073
+3% +$113K
DFS
631
DELISTED
Discover Financial Services
DFS
$3.62M 0.03%
32,244
-13,165
-29% -$1.22M
VGSH icon
632
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$3.62M 0.03%
62,124
+8,900
+17% +$514K
PCK
633
DELISTED
Pimco California Municipal Income Fund II
PCK
$3.62M 0.03%
624,665
+63,075
+11% +$339K
RPM icon
634
RPM International
RPM
$15B
$3.62M 0.03%
32,427
+625
+2% +$63.1K
QRVO icon
635
Qorvo
QRVO
$8.74B
$3.62M 0.03%
32,128
-4,484
-12% -$433K
SPXX icon
636
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$344M
$3.62M 0.03%
240,520
+33,917
+16% +$495K
ZTR
637
Virtus Total Return Fund
ZTR
$339M
$3.61M 0.03%
655,742
-19,414
-3% -$98.9K
ENPH icon
638
Enphase Energy
ENPH
$5.53B
$3.6M 0.03%
27,263
-35,775
-57% -$3.79M
FTI icon
639
TechnipFMC
FTI
$27.3B
$3.59M 0.03%
178,110
+26,600
+18% +$545K
MUJ icon
640
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$654M
$3.58M 0.03%
314,185
+63,962
+26% +$680K
PCQ
641
Pimco California Municipal Income Fund
PCQ
$167M
$3.58M 0.03%
384,271
+12,358
+3% +$110K
HIO
642
Western Asset High Income Opportunity Fund
HIO
$340M
$3.58M 0.03%
927,308
-63,733
-6% -$238K
MOH icon
643
Molina Healthcare
MOH
$10.3B
$3.58M 0.03%
9,899
-3,106
-24% -$1.1M
BOKF icon
644
BOK Financial
BOKF
$8.74B
$3.55M 0.03%
+41,476
New +$3.13M
PBR icon
645
Petrobras
PBR
$116B
$3.55M 0.03%
221,979
+7,463
+3% +$114K
ENX
646
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$3.54M 0.03%
367,017
-18,355
-5% -$161K
GDO
647
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$3.53M 0.03%
276,794
+12,603
+5% +$150K
BHK icon
648
BlackRock Core Bond Trust
BHK
$667M
$3.52M 0.03%
323,098
+15,711
+5% +$157K
ASX icon
649
ASE Group
ASX
$82.2B
$3.52M 0.03%
374,421
-34,541
-8% -$286K
RAMP icon
650
LiveRamp
RAMP
$2.3B
$3.52M 0.03%
92,892
+1,001
+1% +$32.2K
24 25
26
27 28

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Guggenheim Capital held 2,008 positions worth $13.2B, up 14% from $11.6B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q4 2023 filing shows 175 new, 901 increased, 772 reduced and 138 closed positions. Its largest new stake was Talos Energy: 326,375 shares worth $4.64M. The largest sale was Seagen Inc. Common Stock, an estimated $15.6M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2023 buy was Talos Energy: 326,375 shares worth $4.64M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $37.9M increase.
  • Guggenheim Capital's biggest Q4 2023 reduction was Apple, cutting an estimated $12M.
  • Guggenheim Capital fully exited Seagen Inc. Common Stock in Q4 2023, selling an estimated $15.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $13.2B portfolio in Q4 2023.
  • Guggenheim Capital opened 175 new positions and closed 138 in Q4 2023.
  • Guggenheim Capital's portfolio value rose 14% quarter-over-quarter to $13.2B.

Based on Guggenheim Capital's 13F filing for Q4 2023, filed 14 Feb 2024.