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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHRD icon
626
Chord Energy
CHRD
$7.39B
$3.33M 0.03%
20,573
+12,158
+144% +$1.91M
JCE icon
627
Nuveen Core Equity Alpha Fund
JCE
$288M
$3.33M 0.03%
267,919
+27,378
+11% +$350K
WTRG icon
628
Essential Utilities
WTRG
$11.4B
$3.32M 0.03%
96,783
-9,240
-9% -$358K
EXE
629
Expand Energy Corp
EXE
$21.5B
$3.32M 0.03%
38,516
+14,732
+62% +$1.25M
NNY icon
630
Nuveen New York Municipal Value Fund
NNY
$157M
$3.32M 0.03%
414,028
+35,713
+9% +$297K
JGH icon
631
Nuveen Global High Income Fund
JGH
$356M
$3.31M 0.03%
289,772
+60,444
+26% +$694K
SJNK icon
632
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$3.3M 0.03%
134,930
+33,198
+33% +$817K
DPZ icon
633
Domino's
DPZ
$11.6B
$3.3M 0.03%
8,706
+312
+4% +$120K
GIS icon
634
General Mills
GIS
$19.7B
$3.29M 0.03%
51,463
-13,714
-21% -$969K
CF icon
635
CF Industries
CF
$17.3B
$3.27M 0.03%
38,091
-6,808
-15% -$538K
CMS icon
636
CMS Energy
CMS
$22.3B
$3.25M 0.03%
61,219
-49,612
-45% -$2.87M
AOD
637
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$3.25M 0.03%
429,336
+7,401
+2% +$59.6K
ZTR
638
Virtus Total Return Fund
ZTR
$339M
$3.24M 0.03%
675,156
+114,310
+20% +$652K
MPWR icon
639
Monolithic Power Systems
MPWR
$68.9B
$3.23M 0.03%
7,002
-830
-11% -$425K
CE icon
640
Celanese
CE
$4.82B
$3.22M 0.03%
25,660
-14,245
-36% -$1.75M
PBR icon
641
Petrobras
PBR
$116B
$3.22M 0.03%
214,516
+1,603
+0.8% +$22.8K
AM icon
642
Antero Midstream
AM
$10.1B
$3.21M 0.03%
268,354
-57,261
-18% -$678K
SBSW icon
643
Sibanye-Stillwater
SBSW
$7.53B
$3.21M 0.03%
520,198
-98,618
-16% -$650K
AWK icon
644
American Water Works
AWK
$26.9B
$3.2M 0.03%
25,841
+1,381
+6% +$194K
ENX
645
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$3.19M 0.03%
385,372
+53,488
+16% +$493K
MVF
646
DELISTED
BlackRock MuniVest Fund
MVF
$3.19M 0.03%
526,114
-162,948
-24% -$1.07M
TEL icon
647
TE Connectivity
TEL
$62.6B
$3.14M 0.03%
25,396
+14,826
+140% +$1.98M
GDO
648
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$3.13M 0.03%
264,191
+31,484
+14% +$386K
PAAS icon
649
Pan American Silver
PAAS
$21.6B
$3.12M 0.03%
215,703
-75,597
-26% -$1.18M
GPN icon
650
Global Payments
GPN
$22.8B
$3.12M 0.03%
27,057
+5,378
+25% +$640K
24 25
26
27 28

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.