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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NI icon
626
NiSource
NI
$20.4B
$5.83M 0.03%
210,954
+38,305
+22% +$974K
PMF
627
DELISTED
PIMCO Municipal Income Fund
PMF
$5.82M 0.03%
382,248
+75,107
+24% +$1.09M
RPM icon
628
RPM International
RPM
$15B
$5.82M 0.03%
57,579
-2,099
-4% -$191K
FNV icon
629
Franco-Nevada
FNV
$46B
$5.79M 0.03%
41,866
-14,922
-26% -$2.06M
TEX icon
630
Terex
TEX
$7.74B
$5.78M 0.03%
131,534
-4,798
-4% -$215K
PD icon
631
PagerDuty
PD
$902M
$5.77M 0.03%
166,006
+37,116
+29% +$1.44M
RPRX icon
632
Royalty Pharma
RPRX
$25.3B
$5.76M 0.03%
144,665
+25,476
+21% +$990K
A icon
633
Agilent Technologies
A
$41.2B
$5.76M 0.03%
36,056
+7,035
+24% +$1.1M
NRK icon
634
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
$5.75M 0.03%
416,860
+9,871
+2% +$136K
KIO
635
KKR Income Opportunities Fund
KIO
$457M
$5.74M 0.03%
339,368
+322
+0.1% +$5.29K
JXN icon
636
Jackson Financial
JXN
$8.8B
$5.72M 0.03%
+136,770
New +$4.48M
LUMN icon
637
Lumen
LUMN
$6.44B
$5.72M 0.03%
455,597
-85,778
-16% -$1.09M
MYN icon
638
BlackRock MuniYield New York Quality Fund
MYN
$377M
$5.71M 0.03%
405,322
+1,995
+0.5% +$28.1K
AAP icon
639
Advance Auto Parts
AAP
$3.49B
$5.7M 0.03%
23,772
+6,647
+39% +$1.52M
NAN icon
640
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$5.7M 0.03%
385,379
+40,587
+12% +$591K
MVT
641
DELISTED
BlackRock MuniVest Fund II
MVT
$5.7M 0.03%
359,335
-46,189
-11% -$699K
AEIS icon
642
Advanced Energy
AEIS
$13B
$5.68M 0.03%
62,337
-320
-0.5% -$28.5K
FE icon
643
FirstEnergy
FE
$27.5B
$5.67M 0.03%
136,340
-938
-0.7% -$36.2K
ON icon
644
ON Semiconductor
ON
$31.6B
$5.65M 0.03%
83,144
-8,532
-9% -$483K
ANF icon
645
Abercrombie & Fitch
ANF
$5B
$5.6M 0.03%
160,739
-3,929
-2% -$153K
AZPN
646
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$5.57M 0.03%
36,623
+7,462
+26% +$1.14M
MHN
647
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$5.57M 0.03%
389,449
+1,399
+0.4% +$20.2K
KTF
648
DWS Municipal Income Trust
KTF
$352M
$5.52M 0.03%
467,207
+1,092
+0.2% +$13K
MYI icon
649
BlackRock MuniYield Quality Fund III
MYI
$721M
$5.49M 0.03%
370,091
+53,818
+17% +$786K
UCB
650
United Community Banks
UCB
$4.28B
$5.48M 0.03%
152,398
+8,854
+6% +$309K
24 25
26
27 28

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.