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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCLT icon
626
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.85B
$5M 0.03%
49,385
+19,051
+63% +$1.99M
KL
627
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$4.99M 0.03%
147,742
-12,632
-8% -$468K
NI icon
628
NiSource
NI
$20.4B
$4.99M 0.03%
207,029
+29,741
+17% +$671K
MHN
629
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$4.99M 0.03%
353,828
+7,224
+2% +$101K
POOL icon
630
Pool Corp
POOL
$7.5B
$4.96M 0.03%
14,358
-1,670
-10% -$582K
NBIX icon
631
Neurocrine Biosciences
NBIX
$16.6B
$4.96M 0.03%
50,949
+12,056
+31% +$1.26M
NRK icon
632
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
$4.95M 0.03%
362,744
+17,209
+5% +$233K
MCN
633
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$4.95M 0.03%
654,450
+103,479
+19% +$752K
OTIS icon
634
Otis Worldwide
OTIS
$28.2B
$4.94M 0.03%
72,201
+20,879
+41% +$1.36M
RGLD icon
635
Royal Gold
RGLD
$19.5B
$4.94M 0.03%
45,888
-6,844
-13% -$730K
NZF icon
636
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$4.91M 0.03%
303,866
+27,380
+10% +$441K
BMRN icon
637
BioMarin Pharmaceuticals
BMRN
$12.4B
$4.91M 0.03%
64,993
+3,216
+5% +$263K
MEI icon
638
Methode Electronics
MEI
$592M
$4.9M 0.03%
116,809
-758
-0.6% -$31.1K
CDE icon
639
Coeur Mining
CDE
$17.9B
$4.9M 0.03%
542,911
-13,768
-2% -$128K
PAAS icon
640
Pan American Silver
PAAS
$21.6B
$4.89M 0.03%
162,841
-19,993
-11% -$650K
PRAH
641
DELISTED
PRA Health Sciences, Inc.
PRAH
$4.83M 0.03%
31,522
-4,895
-13% -$665K
PZC
642
DELISTED
PIMCO California Municipal Income Fund III
PZC
$4.83M 0.03%
457,529
+24,034
+6% +$251K
UTG icon
643
Reaves Utility Income Fund
UTG
$3.61B
$4.81M 0.03%
143,695
-2,269
-2% -$73.7K
BWA icon
644
BorgWarner
BWA
$13.9B
$4.81M 0.03%
117,936
-92,964
-44% -$3.62M
GFI icon
645
Gold Fields
GFI
$36.5B
$4.8M 0.03%
505,824
-49,646
-9% -$462K
VNO icon
646
Vornado Realty Trust
VNO
$7.38B
$4.8M 0.03%
105,734
-12,195
-10% -$505K
IVH
647
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$4.78M 0.03%
350,602
-19,291
-5% -$257K
OSK icon
648
Oshkosh
OSK
$9.59B
$4.78M 0.03%
40,251
+995
+3% +$103K
MYN icon
649
BlackRock MuniYield New York Quality Fund
MYN
$377M
$4.78M 0.03%
355,133
+8,299
+2% +$111K
JSD
650
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$4.76M 0.03%
337,158
-2,277
-0.7% -$31.4K
24 25
26
27 28

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.