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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMB icon
626
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$4.47M 0.03%
38,606
+721
+2% +$81.6K
RIO icon
627
Rio Tinto
RIO
$164B
$4.46M 0.03%
59,341
+8,771
+17% +$576K
NZF icon
628
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$4.46M 0.03%
276,486
-4,167
-1% -$63.7K
EFR
629
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$4.45M 0.03%
349,780
-29,027
-8% -$363K
UGI icon
630
UGI
UGI
$7.33B
$4.45M 0.03%
127,138
+54,183
+74% +$1.9M
PZC
631
DELISTED
PIMCO California Municipal Income Fund III
PZC
$4.44M 0.03%
433,495
+13,489
+3% +$140K
USA icon
632
Liberty All-Star Equity Fund
USA
$1.85B
$4.44M 0.03%
643,907
-107,758
-14% -$692K
IGA
633
Voya Global Advantage and Premium Opportunity Fund
IGA
$158M
$4.44M 0.03%
507,452
+50,688
+11% +$429K
MHD icon
634
BlackRock MuniHoldings Fund
MHD
$606M
$4.42M 0.03%
273,090
+36,676
+16% +$573K
MUB icon
635
iShares National Muni Bond ETF
MUB
$45.9B
$4.42M 0.03%
37,759
+10,946
+41% +$1.27M
FMN
636
Federated Hermes Premier Municipal Income Fund
FMN
$87.5M
$4.42M 0.03%
298,754
+34,217
+13% +$490K
TSM icon
637
TSMC
TSM
$2.18T
$4.42M 0.03%
40,549
+1,866
+5% +$177K
REXR icon
638
Rexford Industrial Realty
REXR
$8.19B
$4.41M 0.03%
89,868
-48,743
-35% -$2.37M
VNO icon
639
Vornado Realty Trust
VNO
$7.38B
$4.4M 0.03%
117,929
-15,841
-12% -$579K
BGY icon
640
BlackRock Enhanced International Dividend Trust
BGY
$529M
$4.38M 0.03%
745,682
+22,304
+3% +$124K
VTN icon
641
Invesco Trust for Investment Grade New York Municipals
VTN
$168M
$4.37M 0.03%
334,987
-6,547
-2% -$81.4K
COF icon
642
Capital One
COF
$134B
$4.36M 0.03%
44,124
+3,793
+9% +$323K
RVTY icon
643
Revvity
RVTY
$12.8B
$4.35M 0.03%
30,312
+12,149
+67% +$1.62M
BLE
644
DELISTED
BlackRock Municipal Income Trust II
BLE
$4.32M 0.03%
279,802
+2,834
+1% +$42.8K
WU icon
645
Western Union
WU
$2.21B
$4.31M 0.03%
196,551
-75,110
-28% -$1.63M
ETR icon
646
Entergy
ETR
$50B
$4.3M 0.03%
86,210
-20,090
-19% -$1.06M
AG icon
647
First Majestic Silver
AG
$9.07B
$4.3M 0.03%
320,143
+65,924
+26% +$725K
SSRM icon
648
SSR Mining
SSRM
$6.48B
$4.29M 0.03%
213,475
+56,155
+36% +$1.07M
HTGC icon
649
Hercules Capital
HTGC
$3.23B
$4.28M 0.03%
296,953
-93,782
-24% -$1.19M
FBIN icon
650
Fortune Brands Innovations
FBIN
$6.06B
$4.27M 0.03%
58,275
-10,203
-15% -$744K
24 25
26
27 28

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.