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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POOL icon
626
Pool Corp
POOL
$7.5B
$3.93M 0.03%
11,743
-421
-3% -$130K
IWN icon
627
iShares Russell 2000 Value ETF
IWN
$14.6B
$3.92M 0.03%
39,440
-28,193
-42% -$2.86M
GBDC icon
628
Golub Capital BDC
GBDC
$3.42B
$3.9M 0.03%
294,317
-27,049
-8% -$338K
AWK icon
629
American Water Works
AWK
$26.9B
$3.87M 0.03%
26,737
-3,284
-11% -$465K
SHO icon
630
Sunstone Hotel Investors
SHO
$2.06B
$3.86M 0.03%
486,587
+28,632
+6% +$227K
ARWR icon
631
Arrowhead Research
ARWR
$12.4B
$3.85M 0.03%
89,421
-15,465
-15% -$667K
FR icon
632
First Industrial Realty Trust
FR
$8.44B
$3.83M 0.03%
96,360
+33,353
+53% +$1.38M
BGY icon
633
BlackRock Enhanced International Dividend Trust
BGY
$529M
$3.81M 0.03%
723,378
-17,089
-2% -$92.1K
PNC icon
634
PNC Financial Services
PNC
$101B
$3.81M 0.03%
34,659
-1,563
-4% -$168K
IGA
635
Voya Global Advantage and Premium Opportunity Fund
IGA
$158M
$3.81M 0.03%
456,764
-33,733
-7% -$280K
SUB icon
636
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$3.81M 0.03%
35,200
+3,200
+10% +$346K
GAP
637
The Gap Inc
GAP
$7.37B
$3.79M 0.03%
222,721
-28,445
-11% -$424K
NI icon
638
NiSource
NI
$20.4B
$3.79M 0.03%
172,056
-19,066
-10% -$443K
LW icon
639
Lamb Weston
LW
$7.19B
$3.78M 0.03%
57,062
-1,221
-2% -$78.2K
BR icon
640
Broadridge
BR
$19B
$3.78M 0.03%
28,631
-12,330
-30% -$1.65M
FMN
641
Federated Hermes Premier Municipal Income Fund
FMN
$87.5M
$3.77M 0.03%
264,537
+30,861
+13% +$436K
HYEM icon
642
VanEck Emerging Markets High Yield Bond ETF
HYEM
$527M
$3.74M 0.03%
164,413
-4,174
-2% -$95.5K
ALK icon
643
Alaska Air
ALK
$5.58B
$3.73M 0.03%
101,817
+73,086
+254% +$2.74M
CTRA
644
DELISTED
Coterra Energy
CTRA
$3.72M 0.03%
214,500
-9,147
-4% -$171K
WAT icon
645
Waters Corp
WAT
$39.9B
$3.72M 0.03%
19,001
-2,958
-13% -$615K
LSI
646
DELISTED
Life Storage, Inc.
LSI
$3.71M 0.03%
52,875
-53,346
-50% -$3.62M
NBIX icon
647
Neurocrine Biosciences
NBIX
$16.6B
$3.71M 0.03%
38,541
-5,981
-13% -$692K
CXP
648
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$3.7M 0.03%
+339,253
New +$4.05M
FLTR icon
649
VanEck IG Floating Rate ETF
FLTR
$3.04B
$3.66M 0.03%
145,068
-30,382
-17% -$765K
BXMX
650
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$3.65M 0.03%
323,612
+25,170
+8% +$288K
24 25
26
27 28

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.