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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-16.51%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$9.93B
AUM Growth
-$3.38B
Cap. Flow
-$783M
Cap. Flow %
-7.89%
Top 10 Hldgs %
19.46%
Holding
2,102
New
46
Increased
519
Reduced
1,261
Closed
268

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$736M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$280M
3
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$28.2M
4
CNO icon
CNO Financial Group
CNO
+$22.6M
5
RGA icon
Reinsurance Group of America
RGA
+$15.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$255M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$95.7M
3
AAPL icon
Apple
AAPL
+$71.2M
4
MSFT icon
Microsoft
MSFT
+$68.9M
5
AMZN icon
Amazon
AMZN
+$47.4M

Sector Composition

Rank Sector Weight
1 Technology 14.58%
2 Healthcare 9.97%
3 Financials 8.51%
4 Consumer Staples 6.67%
5 Consumer Discretionary 6.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IONS icon
626
Ionis Pharmaceuticals
IONS
$9.4B
$3.12M 0.03%
65,890
-14,477
-18% -$807K
AFB
627
AllianceBernstein National Municipal Income Fund
AFB
$317M
$3.11M 0.03%
243,599
-13,856
-5% -$190K
AUB icon
628
Atlantic Union Bankshares
AUB
$5.97B
$3.1M 0.03%
141,463
-16,272
-10% -$504K
SPIP icon
629
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$3.08M 0.03%
106,238
-36,141
-25% -$1.04M
DMB
630
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$3.08M 0.03%
248,249
-36,512
-13% -$509K
OXY icon
631
Occidental Petroleum
OXY
$55.9B
$3.07M 0.03%
265,054
-9,894
-4% -$325K
EVF
632
Eaton Vance Senior Income Trust
EVF
$90.5M
$3.06M 0.03%
663,546
-658
-0.1% -$3.91K
APH icon
633
Amphenol
APH
$209B
$3.05M 0.03%
167,596
-42,496
-20% -$1.01M
NZF icon
634
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$3.05M 0.03%
217,025
-38,012
-15% -$597K
LXP icon
635
LXP Industrial Trust
LXP
$3.57B
$3.05M 0.03%
61,473
-20,625
-25% -$1.09M
SYNH
636
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$3.05M 0.03%
77,420
-11,630
-13% -$680K
BGH
637
Barings Global Short Duration High Yield Fund
BGH
$287M
$3.01M 0.03%
270,559
-11,029
-4% -$177K
BXMX
638
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$3M 0.03%
297,010
-12,176
-4% -$152K
GDO
639
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$3M 0.03%
218,410
-3,249
-1% -$55.2K
GLW icon
640
Corning
GLW
$143B
$2.99M 0.03%
145,589
+8,719
+6% +$227K
PPLT
641
abrdn Physical Platinum Shares ETF
PPLT
$2.04B
$2.99M 0.03%
440,500
+41,950
+11% +$354K
VTA
642
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$2.99M 0.03%
374,339
-30,034
-7% -$317K
KL
643
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$2.98M 0.03%
100,652
-18,939
-16% -$693K
EOD
644
Allspring Global Dividend Opportunity Fund
EOD
$286M
$2.98M 0.03%
804,096
-27,678
-3% -$141K
SF
645
Stifel
SF
$12.6B
$2.98M 0.03%
162,126
-4,158
-3% -$104K
PZC
646
DELISTED
PIMCO California Municipal Income Fund III
PZC
$2.94M 0.03%
301,567
+24,065
+9% +$259K
IWD icon
647
iShares Russell 1000 Value ETF
IWD
$83.9B
$2.91M 0.03%
29,377
-51,994
-64% -$6.48M
USFD icon
648
US Foods
USFD
$24B
$2.91M 0.03%
164,387
-34,327
-17% -$1.15M
MFM
649
Aberdeen Municipal Income Fund
MFM
$224M
$2.88M 0.03%
450,865
+70,138
+18% +$484K
BLE
650
DELISTED
BlackRock Municipal Income Trust II
BLE
$2.86M 0.03%
213,971
-7,863
-4% -$116K
24 25
26
27 28

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2020 Portfolio in Review

As of Q1 2020, Guggenheim Capital held 2,102 positions worth $9.93B, down 25% from $13.3B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Guggenheim Capital withdrew a net $783M in Q1 2020, closing 268 positions and reducing 1,261 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $95.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in iShares iBoxx $ High Yield Corporate Bond ETF worth $255M.

  • Guggenheim Capital's largest Q1 2020 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 3,315,008 shares worth $255M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q1 2020, an estimated $736M increase.
  • Guggenheim Capital's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $255M.
  • Guggenheim Capital fully exited iShares Core S&P 500 ETF in Q1 2020, selling an estimated $95.7M.
  • Guggenheim Capital's ten largest holdings make up 19% of its $9.93B portfolio in Q1 2020.
  • Guggenheim Capital opened 46 new positions and closed 268 in Q1 2020.
  • Guggenheim Capital's portfolio value fell 25% quarter-over-quarter to $9.93B.

Based on Guggenheim Capital's 13F filing for Q1 2020, filed 2 Jun 2020.