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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECF
626
Ellsworth Growth & Income Fund
ECF
$173M
$5.08M 0.04%
432,262
+42,223
+11% +$466K
KMF
627
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$5.06M 0.04%
481,028
-37,431
-7% -$380K
ELV icon
628
Elevance Health
ELV
$84.8B
$5.04M 0.04%
16,699
-4,247
-20% -$1.17M
ETG
629
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.84B
$5M 0.04%
277,185
+46,492
+20% +$798K
MDCO
630
DELISTED
Medicines Co
MDCO
$4.99M 0.04%
58,798
+3,746
+7% +$250K
FBIN icon
631
Fortune Brands Innovations
FBIN
$6.24B
$4.98M 0.04%
89,127
-45,795
-34% -$2.41M
GDXJ icon
632
VanEck Junior Gold Miners ETF
GDXJ
$7.87B
$4.98M 0.04%
117,758
+31,655
+37% +$1.21M
HLF icon
633
Herbalife
HLF
$1.31B
$4.97M 0.04%
104,231
+35,335
+51% +$1.53M
CHKP icon
634
Check Point Software Technologies
CHKP
$12.8B
$4.97M 0.04%
44,770
+9,490
+27% +$1.07M
TWO
635
Two Harbors Investment
TWO
$1.26B
$4.96M 0.04%
84,777
-8,977
-10% -$509K
HEI icon
636
HEICO Corp
HEI
$51.3B
$4.95M 0.04%
43,361
+1,186
+3% +$146K
BGH
637
Barings Global Short Duration High Yield Fund
BGH
$286M
$4.94M 0.04%
281,588
+2,083
+0.7% +$35.5K
MYN icon
638
BlackRock MuniYield New York Quality Fund
MYN
$374M
$4.91M 0.04%
375,268
-38,205
-9% -$496K
CMA
639
DELISTED
Comerica
CMA
$4.91M 0.04%
68,414
+5,658
+9% +$388K
NSL
640
DELISTED
NUVEEN SENIOR INCM FD
NSL
$4.91M 0.04%
823,141
-157,833
-16% -$904K
JFR icon
641
Nuveen Floating Rate Income Fund
JFR
$1.24B
$4.88M 0.04%
476,476
-108,287
-19% -$1.04M
IDA icon
642
Idacorp
IDA
$8.29B
$4.87M 0.04%
45,624
+4,289
+10% +$458K
IONS icon
643
Ionis Pharmaceuticals
IONS
$9.01B
$4.86M 0.04%
80,367
+13,025
+19% +$776K
PFPT
644
DELISTED
Proofpoint, Inc.
PFPT
$4.85M 0.04%
42,265
+7,091
+20% +$845K
OTEX icon
645
Open Text
OTEX
$6.22B
$4.84M 0.04%
109,927
+23,307
+27% +$980K
PPG icon
646
PPG Industries
PPG
$26.5B
$4.8M 0.04%
35,958
-15,853
-31% -$2.01M
NID
647
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$4.78M 0.04%
343,760
+56,536
+20% +$779K
STOR
648
DELISTED
STORE Capital Corporation
STOR
$4.78M 0.04%
128,202
-17,170
-12% -$665K
EXPE icon
649
Expedia Group
EXPE
$38.4B
$4.77M 0.04%
44,131
+2,622
+6% +$308K
NAN icon
650
Nuveen New York Quality Municipal Income Fund
NAN
$368M
$4.76M 0.04%
335,374
-39,879
-11% -$563K
24 25
26
27 28

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.