We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFT
626
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$11.4M 0.03%
755,386
+112,359
+17% +$1.71M
WLL
627
DELISTED
Whiting Petroleum Corporation
WLL
$11.4M 0.03%
4,020
+1,056
+36% +$3.42M
NCI
628
DELISTED
Navigant Consulting, Inc.
NCI
$11.4M 0.03%
497,806
-60,204
-11% -$1.44M
TDS icon
629
Telephone and Data Systems
TDS
$3.82B
$11.4M 0.03%
429,196
+106,952
+33% +$3.06M
SBS icon
630
Sabesp
SBS
$19.1B
$11.4M 0.03%
5,636,636
+271,857
+5% +$536K
SWX icon
631
Southwest Gas
SWX
$6.47B
$11.4M 0.03%
136,924
+9,642
+8% +$786K
TIP icon
632
iShares TIPS Bond ETF
TIP
$14.5B
$11.3M 0.03%
98,951
-1,840
-2% -$210K
NWS icon
633
News Corp Class B
NWS
$16.9B
$11.3M 0.03%
839,928
-39,670
-5% -$511K
TTWO icon
634
Take-Two Interactive
TTWO
$45.4B
$11.3M 0.03%
191,215
+135,111
+241% +$7.55M
MPWR icon
635
Monolithic Power Systems
MPWR
$70.1B
$11.3M 0.03%
122,988
-5,430
-4% -$481K
FRA icon
636
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
$11.3M 0.03%
778,355
+106,932
+16% +$1.57M
NSA
637
DELISTED
National Storage Affiliates Trust
NSA
$11.3M 0.03%
471,431
+40,866
+9% +$948K
ARW icon
638
Arrow Electronics
ARW
$11.1B
$11.3M 0.03%
153,407
+64
+0% +$4.69K
GOF icon
639
Guggenheim Strategic Opportunities Fund
GOF
$2.23B
$11.2M 0.03%
+552,192
New +$11.1M
AGNC icon
640
AGNC Investment
AGNC
$12.4B
$11.2M 0.03%
564,842
-88,930
-14% -$1.71M
CPN
641
DELISTED
Calpine Corporation
CPN
$11.2M 0.03%
1,015,493
-24,296
-2% -$279K
EBS icon
642
Emergent Biosolutions
EBS
$373M
$11.2M 0.03%
384,577
-3,813
-1% -$116K
TSLX icon
643
Sixth Street Specialty
TSLX
$1.63B
$11.1M 0.03%
545,167
+98,906
+22% +$1.91M
SRC
644
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$11M 0.03%
242,157
+89,038
+58% +$4.24M
THS
645
DELISTED
Treehouse Foods
THS
$11M 0.03%
129,783
+17,959
+16% +$1.44M
AVA icon
646
Avista
AVA
$3.34B
$11M 0.03%
281,111
-33,844
-11% -$1.33M
AFT
647
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$11M 0.03%
625,518
+115,551
+23% +$2.03M
MSCC
648
DELISTED
Microsemi Corp
MSCC
$10.9M 0.03%
211,795
+648
+0.3% +$34.8K
OII icon
649
Oceaneering
OII
$4.86B
$10.8M 0.03%
400,149
+259,504
+185% +$7.09M
EPR icon
650
EPR Properties
EPR
$4.76B
$10.8M 0.03%
146,879
-56,301
-28% -$4.16M
24 25
26
27 28

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.