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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UA icon
626
Under Armour Class C
UA
$2.83B
$11M 0.03%
436,830
-149,266
-25% -$4.13M
ARW icon
627
Arrow Electronics
ARW
$11.1B
$10.9M 0.03%
153,343
+21,153
+16% +$1.4M
CII icon
628
BlackRock Enhanced Captial and Income Fund
CII
$1B
$10.9M 0.03%
797,226
-157,011
-16% -$2.1M
IXYS
629
DELISTED
IXYS Corp
IXYS
$10.9M 0.03%
918,190
-262,975
-22% -$2.99M
NXPI icon
630
NXP Semiconductors
NXPI
$56.5B
$10.9M 0.03%
111,403
+25,858
+30% +$2.57M
CPT icon
631
Camden Property Trust
CPT
$11B
$10.9M 0.03%
129,293
+11,528
+10% +$916K
GOF icon
632
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
– –
-10,851
Closed -$210K
SAIC icon
633
Saic
SAIC
$5.08B
$10.8M 0.03%
127,443
+73,498
+136% +$5.64M
SBAC icon
634
SBA Communications
SBAC
$19B
$10.7M 0.03%
103,935
+2,482
+2% +$261K
VTLE
635
DELISTED
Vital Energy
VTLE
$10.7M 0.03%
37,813
-8,588
-19% -$2.36M
WLL
636
DELISTED
Whiting Petroleum Corporation
WLL
$10.7M 0.03%
2,964
+1,116
+60% +$3.35M
LEO
637
BNY Mellon Strategic Municipals
LEO
$384M
$10.7M 0.03%
1,271,337
+62,365
+5% +$535K
DHC
638
Diversified Healthcare Trust
DHC
$2.13B
$10.6M 0.03%
560,634
-164,061
-23% -$3.18M
RA
639
Brookfield Real Assets Income Fund
RA
$709M
$10.5M 0.03%
+472,557
New +$10.4M
MPWR icon
640
Monolithic Power Systems
MPWR
$66B
$10.5M 0.03%
128,418
+17,877
+16% +$1.44M
HTGC icon
641
Hercules Capital
HTGC
$3.15B
$10.5M 0.03%
744,681
+129,959
+21% +$1.77M
MTX icon
642
Minerals Technologies
MTX
$2.33B
$10.5M 0.03%
135,430
+118,989
+724% +$8.82M
NWS icon
643
News Corp Class B
NWS
$17.2B
$10.4M 0.03%
879,598
+389,636
+80% +$4.95M
ARCC icon
644
Ares Capital
ARCC
$13.8B
$10.4M 0.03%
627,822
+125,010
+25% +$1.97M
JACK icon
645
Jack in the Box
JACK
$324M
$10.3M 0.03%
92,290
+63,959
+226% +$6.53M
NCZ
646
Virtus Convertible & Income Fund II
NCZ
$296M
$10.3M 0.03%
450,503
+54,256
+14% +$1.23M
OA
647
DELISTED
Orbital ATK, Inc.
OA
$10.3M 0.03%
116,971
+40,429
+53% +$3.29M
EXP icon
648
Eagle Materials
EXP
$6.59B
$10.3M 0.03%
104,125
+1,679
+2% +$151K
TTEK icon
649
Tetra Tech
TTEK
$8.66B
$10.3M 0.03%
1,187,600
+359,075
+43% +$2.9M
MXIM
650
DELISTED
Maxim Integrated Products
MXIM
$10.2M 0.03%
265,698
+47,733
+22% +$1.87M
24 25
26
27 28

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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.