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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JBLU icon
626
JetBlue
JBLU
$2.37B
$11M 0.03%
637,837
+167,162
+36% +$2.86M
VGM icon
627
Invesco Trust Investment Grade Municipals
VGM
$553M
$10.9M 0.03%
776,200
-66,046
-8% -$948K
ACP
628
abrdn Income Credit Strategies Fund
ACP
$630M
$10.9M 0.03%
871,653
+96,522
+12% +$1.16M
NMZ icon
629
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.19B
$10.9M 0.03%
748,677
-3,567
-0.5% -$53.1K
GNTX icon
630
Gentex
GNTX
$4.99B
$10.8M 0.03%
616,029
-242,415
-28% -$4.19M
MXWL
631
DELISTED
Maxwell Technologies Inc
MXWL
$10.8M 0.03%
2,095,403
-318,201
-13% -$1.65M
TFCF
632
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$10.8M 0.03%
435,299
+102,407
+31% +$2.67M
CHDN icon
633
Churchill Downs
CHDN
$5.8B
$10.7M 0.03%
440,370
-66,216
-13% -$1.56M
VKQ icon
634
Invesco Municipal Trust
VKQ
$538M
$10.7M 0.03%
778,143
-67,509
-8% -$940K
RDC
635
DELISTED
Rowan Companies Plc
RDC
$10.6M 0.03%
700,781
-10,678
-2% -$156K
SYNA icon
636
Synaptics
SYNA
$4.14B
$10.6M 0.03%
181,210
-21,430
-11% -$1.18M
GOF icon
637
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$10.6M 0.03%
+10,851
New +$204K
VTA
638
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$10.6M 0.03%
901,800
+67,743
+8% +$777K
UVV icon
639
Universal Corp
UVV
$1.3B
$10.6M 0.03%
181,609
-8,103
-4% -$478K
NUVA
640
DELISTED
NuVasive, Inc.
NUVA
$10.6M 0.03%
158,424
+112,884
+248% +$7.19M
CIM
641
Chimera Investment
CIM
$1.06B
$10.5M 0.03%
219,855
+37,272
+20% +$1.82M
HIX
642
Western Asset High Income Fund II
HIX
$351M
$10.4M 0.03%
1,443,781
+53,340
+4% +$380K
AY
643
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$10.3M 0.03%
544,335
-63,549
-10% -$1.24M
KMF
644
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$10.3M 0.03%
650,670
+25,237
+4% +$365K
WP
645
DELISTED
Worldpay, Inc.
WP
$10.2M 0.03%
182,152
-27,059
-13% -$1.5M
EFR
646
Eaton Vance Senior Floating-Rate Fund
EFR
$314M
$10.1M 0.03%
717,518
+70,530
+11% +$956K
IDTI
647
DELISTED
Integrated Device Technology I
IDTI
$10.1M 0.03%
437,003
-47,124
-10% -$973K
ACIW icon
648
ACI Worldwide
ACIW
$5.8B
$10.1M 0.03%
520,792
-69,303
-12% -$1.32M
UTF icon
649
Cohen & Steers Infrastructure Fund
UTF
$3.09B
$10M 0.03%
466,182
-11,691
-2% -$250K
UFS
650
DELISTED
DOMTAR CORPORATION (New)
UFS
$10M 0.03%
269,673
+32,118
+14% +$1.18M
24 25
26
27 28

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AIM
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.