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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARE icon
626
Alexandria Real Estate Equities
ARE
$9.24B
$20.8M 0.05%
234,759
-226,370
-49% -$18.9M
FTNT icon
627
Fortinet
FTNT
$120B
$20.8M 0.05%
3,383,960
+2,578,530
+320% +$13.9M
UFS
628
DELISTED
DOMTAR CORPORATION (New)
UFS
$20.6M 0.05%
511,789
-42,750
-8% -$1.68M
EBS icon
629
Emergent Biosolutions
EBS
$382M
$20.6M 0.05%
755,502
-6,808
-0.9% -$162K
RITM icon
630
Rithm Capital
RITM
$5.62B
$20.6M 0.05%
1,610,336
-403,074
-20% -$5.09M
CYN
631
DELISTED
CITY NATIONAL CORPORATION
CYN
$20.3M 0.05%
250,678
-111,778
-31% -$8.62M
RSP icon
632
Invesco S&P 500 Equal Weight ETF
RSP
$98.1B
$20.2M 0.05%
+252,294
New +$19.6M
TER icon
633
Teradyne
TER
$57.3B
$20.2M 0.05%
1,020,271
-49,214
-5% -$928K
SFG
634
DELISTED
STANCORP FINL GRP
SFG
$20.2M 0.05%
288,546
+150,486
+109% +$10M
CEM
635
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$20.1M 0.05%
145,892
-1,076
-0.7% -$145K
SWKS icon
636
Skyworks Solutions
SWKS
$9.22B
$20M 0.05%
275,314
+196,104
+248% +$12.2M
EXR icon
637
Extra Space Storage
EXR
$31.6B
$19.9M 0.05%
338,990
+262,370
+342% +$15M
HIX
638
Western Asset High Income Fund II
HIX
$350M
$19.8M 0.05%
2,381,801
-99,641
-4% -$850K
STWD icon
639
Starwood Property Trust
STWD
$5.92B
$19.8M 0.05%
851,234
-983,319
-54% -$22.6M
JMF
640
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$19.7M 0.05%
967,537
-55,660
-5% -$1.13M
PDI icon
641
PIMCO Dynamic Income Fund
PDI
$7.35B
$19.5M 0.05%
632,932
-115,569
-15% -$3.69M
SWI
642
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
$19.3M 0.05%
388,248
+375,333
+2,906% +$17.9M
VC icon
643
Visteon
VC
$2.82B
$19.3M 0.05%
181,023
-7,641
-4% -$737K
IVR icon
644
Invesco Mortgage Capital
IVR
$757M
$19.1M 0.05%
123,752
+17,305
+16% +$2.79M
WPG
645
DELISTED
Washington Prime Group Inc.
WPG
$19M 0.05%
122,825
+114,072
+1,303% +$17.6M
VOD icon
646
Vodafone
VOD
$35.9B
$19M 0.05%
556,057
-70,710
-11% -$2.38M
KEYW
647
DELISTED
The KEYW Holding Corporation
KEYW
$18.9M 0.05%
1,821,285
-99,136
-5% -$1.03M
PFN
648
PIMCO Income Strategy Fund II
PFN
$699M
$18.7M 0.05%
1,908,134
+73,393
+4% +$767K
GMED icon
649
Globus Medical
GMED
$11.1B
$18.7M 0.05%
786,915
+329,723
+72% +$7.3M
KYE
650
DELISTED
Kayne Anderson Energy
KYE
$18.6M 0.05%
668,528
-29,815
-4% -$874K
24 25
26
27 28

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.