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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCA icon
626
HCA Healthcare
HCA
$88B
$20.9M 0.05%
296,861
+19,964
+7% +$1.32M
ILMN icon
627
Illumina
ILMN
$30B
$20.9M 0.05%
131,254
-106,854
-45% -$17.9M
ETFC
628
DELISTED
E*Trade Financial Corporation
ETFC
$20.9M 0.05%
925,153
-95,425
-9% -$2.09M
TER icon
629
Teradyne
TER
$57.3B
$20.7M 0.05%
1,069,485
+999,507
+1,428% +$19.6M
ORI icon
630
Old Republic International
ORI
$10.6B
$20.7M 0.05%
1,450,824
+49,703
+4% +$759K
COL
631
DELISTED
Rockwell Collins
COL
$20.7M 0.05%
263,539
-519,422
-66% -$39.9M
BBY icon
632
Best Buy
BBY
$18B
$20.7M 0.05%
615,357
-37,847
-6% -$1.19M
JQC icon
633
Nuveen Credit Strategies Income Fund
JQC
$707M
$20.7M 0.05%
2,314,323
-190,220
-8% -$1.73M
ETV
634
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.74B
$20.7M 0.05%
1,392,962
+56,760
+4% +$853K
VOD icon
635
Vodafone
VOD
$35.9B
$20.6M 0.05%
626,767
+355,709
+131% +$11.9M
SAN icon
636
Banco Santander
SAN
$206B
$20.5M 0.05%
2,380,393
+172,262
+8% +$1.55M
NAC icon
637
Nuveen California Quality Municipal Income Fund
NAC
$1.82B
$20.5M 0.05%
1,439,133
-181,036
-11% -$2.54M
LM
638
DELISTED
Legg Mason, Inc.
LM
$20.5M 0.05%
400,735
+35,463
+10% +$1.76M
CEM
639
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$20.5M 0.05%
146,968
+19,603
+15% +$2.83M
SBSW icon
640
Sibanye-Stillwater
SBSW
$6.33B
$20.4M 0.05%
2,551,630
-274,426
-10% -$2.47M
PVH icon
641
PVH
PVH
$4.09B
$20.4M 0.05%
167,995
+7,543
+5% +$884K
BYI
642
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
$20.3M 0.05%
251,410
+7,379
+3% +$537K
TYC
643
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$20.3M 0.05%
434,663
+33,689
+8% +$1.57M
FEZ icon
644
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.46B
$20.3M 0.05%
510,191
+112,991
+28% +$4.65M
DNB
645
DELISTED
Dun & Bradstreet
DNB
$20.2M 0.05%
172,048
-10,103
-6% -$1.16M
EWP icon
646
iShares MSCI Spain ETF
EWP
$2.14B
$20.1M 0.05%
515,977
+106,079
+26% +$4.31M
NLSN
647
DELISTED
Nielsen Holdings plc
NLSN
$19.9M 0.05%
449,421
+45,874
+11% +$2.16M
DG icon
648
Dollar General
DG
$28.2B
$19.8M 0.05%
323,206
+8,942
+3% +$535K
TIF
649
DELISTED
Tiffany & Co.
TIF
$19.6M 0.05%
203,887
+15,149
+8% +$1.51M
GOV
650
DELISTED
Government Properties Income Trust
GOV
$19.5M 0.05%
889,341
+544,592
+158% +$12.9M
24 25
26
27 28

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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.