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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PWE
626
DELISTED
Penn West Energy Petroleum Ltd
PWE
| $19.4M | 0.06% |
2,319,924
+66,437
| +3% | +$537K |
|
627
3D Systems Corp
DDD
$581M
| $19.4M | 0.06% |
327,876
+16,229
| +5% | +$1.21M |
|
|
MRSH
628
Marsh
MRSH
$91.4B
| $19.4M | 0.06% |
392,656
+12,870
| +3% | +$616K |
|
|
JMF
629
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
| $19.4M | 0.06% |
1,008,064
-28,381
| -3% | -$538K |
|
630
Rockwell Automation
ROK
$49.5B
| $19.3M | 0.06% |
155,306
-38,089
| -20% | -$4.52M |
|
|
CBST
631
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
| $19.3M | 0.05% |
263,996
+22,864
| +9% | +$1.7M |
|
632
Best Buy
BBY
$18.2B
| $19.3M | 0.05% |
730,702
+209,502
| +40% | +$5.74M |
|
|
PDCO
633
DELISTED
Patterson Companies, Inc.
PDCO
| $19.3M | 0.05% |
462,124
+56,307
| +14% | +$2.3M |
|
|
DHC
634
Diversified Healthcare Trust
DHC
$2.13B
| $19.3M | 0.05% |
866,216
+513,473
| +146% | +$11.2M |
|
635
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
| $19.3M | 0.05% |
157,070
-26,850
| -15% | -$3.11M |
|
636
Equifax
EFX
$20.8B
| $19.2M | 0.05% |
282,551
+31,612
| +13% | +$2.21M |
|
637
Lincoln National
LNC
$9B
| $19.2M | 0.05% |
378,681
+38,335
| +11% | +$1.93M |
|
|
AVP
638
DELISTED
Avon Products, Inc.
AVP
| $19.2M | 0.05% |
1,310,027
+216,129
| +20% | +$3.32M |
|
639
CNX Resources
CNX
$5.27B
| $19.1M | 0.05% |
575,180
+79,903
| +16% | +$2.58M |
|
640
CarMax
KMX
$8.16B
| $19.1M | 0.05% |
408,989
+33,176
| +9% | +$1.55M |
|
|
GAP
641
The Gap Inc
GAP
$7.42B
| $19.1M | 0.05% |
477,084
-62,826
| -12% | -$2.54M |
|
|
BTU
642
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
| $19.1M | 0.05% |
77,775
+23,461
| +43% | +$5.95M |
|
643
Host Hotels & Resorts
HST
$17.1B
| $19M | 0.05% |
939,483
+13,941
| +2% | +$270K |
|
|
ETFC
644
DELISTED
E*Trade Financial Corporation
ETFC
| $19M | 0.05% |
824,114
+27,994
| +4% | +$613K |
|
645
SunCoke Energy
SXC
$753M
| $19M | 0.05% |
830,470
+42,496
| +5% | +$936K |
|
646
SM Energy
SM
$7.44B
| $18.9M | 0.05% |
264,909
+1,056
| +0.4% | +$82.6K |
|
|
CEB
647
DELISTED
CEB Inc.
CEB
| $18.9M | 0.05% |
254,235
+7,039
| +3% | +$527K |
|
|
ARG
648
DELISTED
Airgas Inc
ARG
| $18.9M | 0.05% |
177,079
+11,886
| +7% | +$1.27M |
|
649
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.52B
| $18.8M | 0.05% |
440,500
| – | – |
|
650
Ball Corp
BALL
$17B
| $18.7M | 0.05% |
682,852
+50,446
| +8% | +$1.34M |
|
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Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.