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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
(-8.7%)
Cap. Flow
-$652M
Cap. Flow
% of AUM
-5.6%
Top 10 Holdings %
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Floating Rate Income Fund
JFR
|
+$9.73M |
| 2 |
Evergy
EVRG
|
+$8.77M |
| 3 |
Qualcomm
QCOM
|
+$8.61M |
| 4 |
Costco
COST
|
+$8.44M |
| 5 |
Adobe
ADBE
|
+$8.41M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$108M |
| 2 |
NVIDIA
NVDA
|
+$91.3M |
| 3 |
Amazon
AMZN
|
+$55.5M |
| 4 |
Apple
AAPL
|
+$48.8M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$36.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.26% |
| 2 | Healthcare | 10.31% |
| 3 | Industrials | 8.02% |
| 4 | Consumer Discretionary | 8.02% |
| 5 | Financials | 7.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
Alamos Gold
AGI
$13.9B
| $3.62M | 0.03% |
320,617
-87,782
| -21% | -$1.06M |
|
602
Plexus
PLXS
$7.23B
| $3.61M | 0.03% |
38,852
+3,482
| +10% | +$337K |
|
|
HIO
603
Western Asset High Income Opportunity Fund
HIO
$340M
| $3.61M | 0.03% |
991,041
+436
| +0% | +$1.66K |
|
604
Royalty Pharma
RPRX
$25.3B
| $3.59M | 0.03% |
132,429
+21,220
| +19% | +$630K |
|
605
J.M. Smucker
SJM
$12.8B
| $3.55M | 0.03% |
28,892
-6,781
| -19% | -$963K |
|
|
AXNX
606
DELISTED
Axonics, Inc. Common Stock
AXNX
| $3.54M | 0.03% |
63,036
+10,537
| +20% | +$593K |
|
|
ATVI
607
DELISTED
Activision Blizzard
ATVI
| $3.53M | 0.03% |
37,728
-141,163
| -79% | -$12.9M |
|
|
CHW
608
Calamos Global Dynamic Income Fund
CHW
$545M
| $3.52M | 0.03% |
635,552
-59,799
| -9% | -$357K |
|
609
Sonoco
SON
$5.74B
| $3.51M | 0.03% |
64,611
-83
| -0.1% | -$4.7K |
|
|
PHT
610
DELISTED
Pioneer High Income Fund
PHT
| $3.5M | 0.03% |
521,764
-35,955
| -6% | -$245K |
|
611
Qorvo
QRVO
$8.74B
| $3.5M | 0.03% |
36,612
-10,192
| -22% | -$1.04M |
|
612
Healthcare Realty
HR
$6.84B
| $3.49M | 0.03% |
228,338
+65,858
| +41% | +$1.17M |
|
613
Moody's
MCO
$82.7B
| $3.47M | 0.03% |
10,967
-5,812
| -35% | -$1.98M |
|
614
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
| $3.44M | 0.03% |
41,693
+122
| +0.3% | +$10.4K |
|
|
DSL
615
DoubleLine Income Solutions Fund
DSL
$1.24B
| $3.44M | 0.03% |
293,329
-64,846
| -18% | -$776K |
|
616
STMicroelectronics
STM
$50B
| $3.42M | 0.03% |
79,306
+12,081
| +18% | +$577K |
|
617
AngloGold Ashanti
AU
$48.7B
| $3.41M | 0.03% |
215,686
-32,227
| -13% | -$609K |
|
618
Ameren
AEE
$30.1B
| $3.39M | 0.03% |
45,257
-20,106
| -31% | -$1.64M |
|
619
United Bankshares
UBSI
$6.62B
| $3.39M | 0.03% |
122,743
-1,207
| -1% | -$36.3K |
|
620
BlackRock Corporate High Yield Fund
HYT
$1.37B
| $3.38M | 0.03% |
392,074
-241,435
| -38% | -$2.17M |
|
621
iShares MSCI EAFE ETF
EFA
$80.2B
| $3.38M | 0.03% |
49,023
-5,697
| -10% | -$408K |
|
|
EVM
622
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
| $3.38M | 0.03% |
415,876
+33,982
| +9% | +$296K |
|
|
MUE
623
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
| $3.38M | 0.03% |
384,461
+77,088
| +25% | +$735K |
|
624
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
| $3.35M | 0.03% |
397,977
+42,677
| +12% | +$368K |
|
625
The Mosaic Company
MOS
$7.33B
| $3.35M | 0.03% |
93,979
-1,772
| -2% | -$68K |
|
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Guggenheim Capital's Q3 2023 Portfolio in Review
As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.
By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.
Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.
- Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
- Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
- Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
- Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
- Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
- Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
- Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.
Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.