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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSL
601
DELISTED
NUVEEN SENIOR INCM FD
NSL
$4.01M 0.03%
870,205
-41,462
-5% -$198K
AWK icon
602
American Water Works
AWK
$26.9B
$4.01M 0.03%
27,353
-8,719
-24% -$1.29M
ALNY icon
603
Alnylam Pharmaceuticals
ALNY
$29.3B
$4M 0.03%
19,986
-831
-4% -$175K
RPRX icon
604
Royalty Pharma
RPRX
$25.3B
$3.99M 0.03%
110,854
-15,761
-12% -$584K
STT icon
605
State Street
STT
$50.7B
$3.99M 0.03%
52,675
+2,294
+5% +$193K
ACN icon
606
Accenture
ACN
$108B
$3.99M 0.03%
13,948
+1,192
+9% +$325K
SON icon
607
Sonoco
SON
$5.74B
$3.96M 0.03%
64,915
-3,956
-6% -$235K
BGX
608
Blackstone Long-Short Credit Income Fund
BGX
$138M
$3.96M 0.03%
362,812
+49,353
+16% +$556K
PFG icon
609
Principal Financial Group
PFG
$24.3B
$3.96M 0.03%
53,230
+1,422
+3% +$121K
SUM
610
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$3.91M 0.03%
137,167
+25,805
+23% +$780K
CHW
611
Calamos Global Dynamic Income Fund
CHW
$545M
$3.9M 0.03%
651,385
-73,981
-10% -$448K
ETG
612
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$3.86M 0.03%
239,294
+9,612
+4% +$154K
MAV
613
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$3.84M 0.03%
467,026
-7,892
-2% -$65.3K
BYM
614
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$3.8M 0.03%
332,360
+50,907
+18% +$584K
HIO
615
Western Asset High Income Opportunity Fund
HIO
$340M
$3.78M 0.03%
991,037
-356,353
-26% -$1.42M
KR icon
616
Kroger
KR
$34.8B
$3.77M 0.03%
76,276
-22,662
-23% -$1.04M
ISD
617
PGIM High Yield Bond Fund
ISD
$419M
$3.76M 0.03%
308,583
+44,328
+17% +$552K
PAAS icon
618
Pan American Silver
PAAS
$21.6B
$3.73M 0.03%
204,989
+69,208
+51% +$1.19M
JCE icon
619
Nuveen Core Equity Alpha Fund
JCE
$288M
$3.73M 0.03%
302,707
+6,125
+2% +$77.6K
RPM icon
620
RPM International
RPM
$15B
$3.68M 0.03%
42,165
-16,427
-28% -$1.44M
ICFI icon
621
ICF International
ICFI
$1.72B
$3.67M 0.03%
33,491
+224
+0.7% +$23.3K
OLED icon
622
Universal Display
OLED
$4.19B
$3.66M 0.03%
23,615
-6,113
-21% -$822K
AOD
623
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$3.66M 0.03%
452,975
+22,960
+5% +$187K
AMH icon
624
American Homes 4 Rent
AMH
$12.5B
$3.65M 0.03%
116,113
-2,391
-2% -$76.3K
UGI icon
625
UGI
UGI
$7.33B
$3.65M 0.03%
105,043
-36,433
-26% -$1.38M
23 24
25
26 27

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.