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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PKE icon
601
Park Aerospace
PKE
$819M
$4.02M 0.04%
299,994
+77,334
+35% +$935K
CNP icon
602
CenterPoint Energy
CNP
$26.8B
$4.02M 0.04%
134,132
-27,093
-17% -$788K
DTM icon
603
DT Midstream
DTM
$13.4B
$4.02M 0.04%
72,707
+14,427
+25% +$824K
POWI icon
604
Power Integrations
POWI
$3.61B
$4.02M 0.04%
56,012
-3,818
-6% -$272K
JCE icon
605
Nuveen Core Equity Alpha Fund
JCE
$288M
$4.02M 0.04%
296,582
-15,221
-5% -$208K
WBS icon
606
Webster Financial
WBS
$12.8B
$3.98M 0.04%
84,174
-6,413
-7% -$321K
GFI icon
607
Gold Fields
GFI
$36.5B
$3.98M 0.04%
384,439
-20,655
-5% -$200K
SPGI icon
608
S&P Global
SPGI
$120B
$3.98M 0.03%
11,868
+2,674
+29% +$881K
COLD icon
609
Americold
COLD
$4.27B
$3.97M 0.03%
140,337
-8,141
-5% -$219K
IVZ icon
610
Invesco
IVZ
$13.9B
$3.96M 0.03%
220,114
+36,857
+20% +$630K
SRPT icon
611
Sarepta Therapeutics
SRPT
$1.77B
$3.96M 0.03%
30,522
-1,477
-5% -$171K
OHI icon
612
Omega Healthcare
OHI
$14.7B
$3.94M 0.03%
141,105
-6,123
-4% -$185K
PCQ
613
Pimco California Municipal Income Fund
PCQ
$167M
$3.94M 0.03%
261,234
+83,411
+47% +$1.25M
AU icon
614
AngloGold Ashanti
AU
$48.7B
$3.93M 0.03%
202,499
+49,357
+32% +$810K
STT icon
615
State Street
STT
$50.7B
$3.91M 0.03%
50,381
+4,718
+10% +$347K
HES
616
DELISTED
Hess
HES
$3.86M 0.03%
27,200
+3,065
+13% +$421K
MAV
617
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$3.85M 0.03%
474,918
+9,919
+2% +$77.8K
ICE icon
618
Intercontinental Exchange
ICE
$84.4B
$3.83M 0.03%
37,311
-22,122
-37% -$2.2M
PARA
619
DELISTED
Paramount Global Class B
PARA
$3.82M 0.03%
226,451
+140,098
+162% +$2.58M
ENTG icon
620
Entegris
ENTG
$23.2B
$3.81M 0.03%
58,115
+920
+2% +$67.8K
AZTA icon
621
Azenta
AZTA
$1.48B
$3.81M 0.03%
65,360
+53,022
+430% +$2.71M
WST icon
622
West Pharmaceutical
WST
$24.9B
$3.79M 0.03%
16,122
-3,055
-16% -$724K
EXEL icon
623
Exelixis
EXEL
$13.4B
$3.79M 0.03%
236,376
-956
-0.4% -$15.6K
SR icon
624
Spire
SR
$4.85B
$3.75M 0.03%
54,493
-8,250
-13% -$561K
UTG icon
625
Reaves Utility Income Fund
UTG
$3.61B
$3.75M 0.03%
132,581
+8,984
+7% +$253K
23 24
25
26 27

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.