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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPM icon
601
Wheaton Precious Metals
WPM
$60.9B
$3.8M 0.03%
117,437
-33,759
-22% -$1.11M
LNG icon
602
Cheniere Energy
LNG
$52.9B
$3.78M 0.03%
22,804
+3,651
+19% +$554K
JCE icon
603
Nuveen Core Equity Alpha Fund
JCE
$288M
$3.78M 0.03%
311,803
+42,439
+16% +$609K
DOX icon
604
Amdocs
DOX
$6.22B
$3.74M 0.03%
47,046
-1,436
-3% -$122K
EVT icon
605
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$3.73M 0.03%
171,721
+15,445
+10% +$383K
MHI
606
DELISTED
Pioneer Municipal High Income Fund
MHI
$3.73M 0.03%
454,593
+44,475
+11% +$422K
ACV
607
Virtus Diversified Income & Convertible Fund
ACV
$282M
$3.73M 0.03%
212,582
-64,506
-23% -$1.37M
EXEL icon
608
Exelixis
EXEL
$13.4B
$3.72M 0.03%
237,332
-3,122
-1% -$60.3K
SIRI icon
609
SiriusXM
SIRI
$10.1B
$3.71M 0.03%
65,040
-13,298
-17% -$836K
SYK icon
610
Stryker
SYK
$130B
$3.7M 0.03%
18,282
+5,883
+47% +$1.24M
MRCY icon
611
Mercury Systems
MRCY
$6.52B
$3.7M 0.03%
91,169
+67,968
+293% +$3.56M
AFT
612
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$3.68M 0.03%
294,401
-37,085
-11% -$486K
AZPN
613
DELISTED
Aspen Technology Inc
AZPN
$3.67M 0.03%
15,404
+1,244
+9% +$259K
TRMK icon
614
Trustmark
TRMK
$2.75B
$3.66M 0.03%
119,384
-2,503
-2% -$79.4K
COLD icon
615
Americold
COLD
$4.27B
$3.65M 0.03%
148,478
-1,248
-0.8% -$37.7K
EOD
616
Allspring Global Dividend Opportunity Fund
EOD
$286M
$3.65M 0.03%
879,777
-111,527
-11% -$528K
HTLF
617
DELISTED
Heartland Financial USA, Inc.
HTLF
$3.65M 0.03%
84,075
– –
SBSW icon
618
Sibanye-Stillwater
SBSW
$7.53B
$3.63M 0.03%
389,439
-67,417
-15% -$640K
ACP
619
abrdn Income Credit Strategies Fund
ACP
$637M
$3.63M 0.03%
559,019
-55,705
-9% -$444K
CNC icon
620
Centene
CNC
$32.5B
$3.62M 0.03%
46,581
-16,197
-26% -$1.45M
SSYS icon
621
Stratasys
SSYS
$774M
$3.59M 0.03%
248,963
-6,604
-3% -$118K
PD icon
622
PagerDuty
PD
$902M
$3.54M 0.03%
153,437
-4,261
-3% -$110K
SRPT icon
623
Sarepta Therapeutics
SRPT
$1.77B
$3.54M 0.03%
31,999
-9,513
-23% -$959K
CHW
624
Calamos Global Dynamic Income Fund
CHW
$545M
$3.53M 0.03%
581,725
-315,738
-35% -$2.25M
ES icon
625
Eversource Energy
ES
$27.2B
$3.52M 0.03%
45,212
+23,891
+112% +$2.11M
23 24
25
26 27

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.