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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
(-2%)
Cap. Flow
-$57.8M
Cap. Flow
% of AUM
-0.35%
Top 10 Holdings %
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$50M |
| 2 |
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
|
+$38.8M |
| 3 |
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
|
+$37M |
| 4 |
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
|
+$34.7M |
| 5 |
Honeywell
HON
|
+$32.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$41.8M |
| 2 |
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
|
+$39.8M |
| 3 |
MTTR
Matterport, Inc. Class A Common Stock
MTTR
|
+$32.4M |
| 4 |
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
|
+$20M |
| 5 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$19.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.23% |
| 2 | Financials | 13.81% |
| 3 | Healthcare | 9.7% |
| 4 | Consumer Discretionary | 8.79% |
| 5 | Communication Services | 6.56% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
Nuveen California Municipal Value Fund
NCA
$302M
| $5.73M | 0.03% |
543,522
+61,277
| +13% | +$656K |
|
|
EXAS
602
DELISTED
Exact Sciences
EXAS
| $5.73M | 0.03% |
59,994
+4,069
| +7% | +$430K |
|
603
Molson Coors Class B
TAP
$8.09B
| $5.7M | 0.03% |
122,889
-38,770
| -24% | -$1.89M |
|
604
Check Point Software Technologies
CHKP
$13.1B
| $5.68M | 0.03% |
50,249
-9,005
| -15% | -$1.1M |
|
|
PARA
605
DELISTED
Paramount Global Class B
PARA
| $5.66M | 0.03% |
143,350
-52,932
| -27% | -$2.16M |
|
606
Terreno Realty
TRNO
$7.49B
| $5.65M | 0.03% |
89,330
-126,700
| -59% | -$8.43M |
|
|
MHN
607
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
| $5.64M | 0.03% |
388,050
+30,227
| +8% | +$449K |
|
608
Trimble
TRMB
$13.9B
| $5.64M | 0.03% |
68,600
+33,975
| +98% | +$2.98M |
|
609
Enphase Energy
ENPH
$5.53B
| $5.64M | 0.03% |
37,611
+8,236
| +28% | +$1.41M |
|
|
PBCT
610
DELISTED
People's United Financial Inc
PBCT
| $5.64M | 0.03% |
322,786
-49,514
| -13% | -$805K |
|
611
Zoetis
ZTS
$30B
| $5.64M | 0.03% |
29,035
-263
| -0.9% | -$53.1K |
|
612
Neurocrine Biosciences
NBIX
$16.6B
| $5.63M | 0.03% |
58,733
-1,322
| -2% | -$125K |
|
613
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
| $5.63M | 0.03% |
406,989
+30,633
| +8% | +$434K |
|
614
Waters Corp
WAT
$39.9B
| $5.6M | 0.03% |
15,669
+3,372
| +27% | +$1.32M |
|
|
PZC
615
DELISTED
PIMCO California Municipal Income Fund III
PZC
| $5.58M | 0.03% |
506,872
+17,991
| +4% | +$204K |
|
616
BlackRock MuniYield New York Quality Fund
MYN
$377M
| $5.56M | 0.03% |
403,327
+31,436
| +8% | +$451K |
|
|
MTTRW
617
DELISTED
Matterport, Inc. Warrant
MTTRW
| $5.56M | 0.03% |
714,361
| – | – |
|
|
KIO
618
KKR Income Opportunities Fund
KIO
$457M
| $5.55M | 0.03% |
339,046
-20,700
| -6% | -$340K |
|
|
KTF
619
DWS Municipal Income Trust
KTF
$352M
| $5.55M | 0.03% |
466,115
+86,675
| +23% | +$1.06M |
|
|
GRMN
620
Garmin
GRMN
$60B
| $5.54M | 0.03% |
35,634
-10,368
| -23% | -$1.69M |
|
|
KSU
621
DELISTED
Kansas City Southern
KSU
| $5.51M | 0.03% |
20,344
-4,912
| -19% | -$1.37M |
|
622
AXIS Capital
AXS
$7.55B
| $5.5M | 0.03% |
119,567
-67,407
| -36% | -$3.34M |
|
623
Advanced Energy
AEIS
$13B
| $5.5M | 0.03% |
62,657
+54,918
| +710% | +$5.14M |
|
624
McCormick & Company Non-Voting
MKC
$14.2B
| $5.48M | 0.03% |
67,669
-3,514
| -5% | -$302K |
|
625
Commercial Metals
CMC
$8.31B
| $5.46M | 0.03% |
179,121
-191,758
| -52% | -$6.11M |
|
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Guggenheim Capital's Q3 2021 Portfolio in Review
As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.
- Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
- Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
- Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
- Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
- Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
- Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
- Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.
Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.