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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALB icon
601
Albemarle
ALB
$15.5B
$5.31M 0.03%
36,366
-699
-2% -$112K
UTF icon
602
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$5.31M 0.03%
189,991
-16,339
-8% -$434K
GLQ
603
Clough Global Equity Fund
GLQ
$158M
$5.3M 0.03%
349,091
-58,070
-14% -$884K
SLB icon
604
SLB Ltd
SLB
$75B
$5.3M 0.03%
194,825
-52,500
-21% -$1.38M
SYNH
605
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$5.29M 0.03%
69,694
-3,584
-5% -$270K
ETG
606
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$5.25M 0.03%
275,244
-5,109
-2% -$93.9K
BIG
607
DELISTED
Big Lots, Inc.
BIG
$5.24M 0.03%
76,704
+44,656
+139% +$2.67M
SIRI icon
608
SiriusXM
SIRI
$10.1B
$5.22M 0.03%
85,691
-23,918
-22% -$1.46M
CNP icon
609
CenterPoint Energy
CNP
$26.8B
$5.21M 0.03%
230,068
+46,246
+25% +$986K
KSU
610
DELISTED
Kansas City Southern
KSU
$5.2M 0.03%
19,704
+462
+2% +$100K
GE icon
611
GE Aerospace
GE
$384B
$5.16M 0.03%
78,839
-5,945
-7% -$360K
REXR icon
612
Rexford Industrial Realty
REXR
$8.19B
$5.16M 0.03%
102,323
+12,455
+14% +$612K
CABO icon
613
Cable One
CABO
$212M
$5.13M 0.03%
2,803
+127
+5% +$248K
MCO icon
614
Moody's
MCO
$82.7B
$5.11M 0.03%
17,099
+1,603
+10% +$451K
KGC icon
615
Kinross Gold
KGC
$32.8B
$5.11M 0.03%
765,365
-86,425
-10% -$601K
BSL
616
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$5.1M 0.03%
327,621
+39,805
+14% +$592K
OGE icon
617
OGE Energy
OGE
$9.71B
$5.09M 0.03%
157,276
+14,436
+10% +$455K
DHR icon
618
Danaher
DHR
$144B
$5.08M 0.03%
25,472
-3,007
-11% -$611K
RPM icon
619
RPM International
RPM
$15B
$5.06M 0.03%
55,102
-11,247
-17% -$972K
IFF icon
620
International Flavors & Fragrances
IFF
$21.9B
$5.06M 0.03%
36,214
+11,119
+44% +$1.44M
MUB icon
621
iShares National Muni Bond ETF
MUB
$45.5B
$5.05M 0.03%
43,519
+5,760
+15% +$672K
NMZ icon
622
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
$5.03M 0.03%
348,706
+13,523
+4% +$194K
KIM icon
623
Kimco Realty
KIM
$16.4B
$5.02M 0.03%
267,956
-70,594
-21% -$1.25M
ANET icon
624
Arista Networks
ANET
$238B
$5M 0.03%
265,152
+4,960
+2% +$92.7K
TREX icon
625
Trex
TREX
$5.01B
$5M 0.03%
54,645
+29,489
+117% +$2.77M
23 24
25
26 27

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.