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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUH
601
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$4.69M 0.03%
311,023
+30,841
+11% +$457K
GATX icon
602
GATX Corp
GATX
$6.27B
$4.69M 0.03%
56,407
+3,889
+7% +$298K
HPE icon
603
Hewlett Packard
HPE
$70.5B
$4.68M 0.03%
394,868
+24,296
+7% +$255K
NRK icon
604
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
$4.68M 0.03%
345,535
-23,943
-6% -$314K
ETSY icon
605
Etsy
ETSY
$7.85B
$4.64M 0.03%
26,060
+1,202
+5% +$181K
SRC
606
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$4.63M 0.03%
115,299
+10,342
+10% +$373K
GH icon
607
Guardant Health
GH
$22.6B
$4.63M 0.03%
35,918
-4,662
-11% -$536K
WEN icon
608
Wendy's
WEN
$1.46B
$4.63M 0.03%
211,212
-14,758
-7% -$336K
GDDY icon
609
GoDaddy
GDDY
$11.5B
$4.62M 0.03%
55,641
-6,470
-10% -$508K
FE icon
610
FirstEnergy
FE
$27.5B
$4.61M 0.03%
150,695
+26,618
+21% +$798K
MYN icon
611
BlackRock MuniYield New York Quality Fund
MYN
$377M
$4.61M 0.03%
346,834
-17,678
-5% -$229K
EOG icon
612
EOG Resources
EOG
$70.7B
$4.61M 0.03%
92,334
+54,104
+142% +$2.35M
IWN icon
613
iShares Russell 2000 Value ETF
IWN
$14.6B
$4.6M 0.03%
34,895
-4,545
-12% -$536K
WSFS icon
614
WSFS Financial
WSFS
$4.15B
$4.58M 0.03%
102,043
– –
PRAH
615
DELISTED
PRA Health Sciences, Inc.
PRAH
$4.57M 0.03%
36,417
-9,436
-21% -$1.06M
CSGP icon
616
CoStar Group
CSGP
$12.3B
$4.57M 0.03%
49,410
-9,350
-16% -$820K
NCA icon
617
Nuveen California Municipal Value Fund
NCA
$302M
$4.57M 0.03%
422,675
-1,323
-0.3% -$13.8K
GE icon
618
GE Aerospace
GE
$384B
$4.56M 0.03%
84,784
-1,469
-2% -$65.8K
JFR icon
619
Nuveen Floating Rate Income Fund
JFR
$1.25B
$4.56M 0.03%
521,832
+11,879
+2% +$100K
OGE icon
620
OGE Energy
OGE
$9.71B
$4.55M 0.03%
142,840
+1,219
+0.9% +$39.4K
LH icon
621
Labcorp
LH
$25.9B
$4.54M 0.03%
25,983
+13,519
+108% +$2.34M
TFX icon
622
Teleflex
TFX
$5.98B
$4.54M 0.03%
11,023
-2,026
-16% -$747K
JSD
623
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$4.54M 0.03%
339,435
-65,229
-16% -$822K
MEI icon
624
Methode Electronics
MEI
$592M
$4.5M 0.03%
117,567
-356
-0.3% -$12.2K
MCO icon
625
Moody's
MCO
$82.7B
$4.5M 0.03%
15,496
+7,298
+89% +$2.04M
23 24
25
26 27

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.