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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETG
601
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$4.16M 0.03%
279,573
+19,202
+7% +$290K
SAM icon
602
Boston Beer
SAM
$1.92B
$4.15M 0.03%
4,701
+351
+8% +$277K
FAF icon
603
First American
FAF
$7.58B
$4.15M 0.03%
81,553
+1,450
+2% +$75.1K
SCHW
604
Charles Schwab
SCHW
$187B
$4.14M 0.03%
114,280
-4,230
-4% -$147K
BLE
605
DELISTED
BlackRock Municipal Income Trust II
BLE
$4.13M 0.03%
276,968
-19,674
-7% -$300K
NZF icon
606
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$4.12M 0.03%
280,653
+40,170
+17% +$603K
SYNH
607
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$4.12M 0.03%
77,453
-8,359
-10% -$498K
MTH icon
608
Meritage Homes
MTH
$4.86B
$4.11M 0.03%
74,524
-216
-0.3% -$10.3K
HBI
609
DELISTED
Hanesbrands
HBI
$4.11M 0.03%
261,024
-10,940
-4% -$161K
MUH
610
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$4.11M 0.03%
280,182
+34,742
+14% +$516K
ARCC icon
611
Ares Capital
ARCC
$14.4B
$4.1M 0.03%
293,637
-36,018
-11% -$512K
SBSW icon
612
Sibanye-Stillwater
SBSW
$7.53B
$4.09M 0.03%
367,550
-68,041
-16% -$776K
DG icon
613
Dollar General
DG
$27.9B
$4.07M 0.03%
19,391
-9,932
-34% -$1.95M
JCE icon
614
Nuveen Core Equity Alpha Fund
JCE
$288M
$4.05M 0.03%
316,794
+21,508
+7% +$275K
UTHR icon
615
United Therapeutics
UTHR
$23.1B
$4.05M 0.03%
40,086
+4,495
+13% +$493K
CDE icon
616
Coeur Mining
CDE
$17.9B
$4.05M 0.03%
548,417
+1,523
+0.3% +$11.5K
DKS icon
617
Dick's Sporting Goods
DKS
$18.7B
$4.04M 0.03%
69,789
+14,977
+27% +$729K
EXPE icon
618
Expedia Group
EXPE
$37.3B
$4.03M 0.03%
43,967
-732
-2% -$65.8K
HII icon
619
Huntington Ingalls Industries
HII
$12.8B
$4.01M 0.03%
28,512
+2,177
+8% +$350K
ULTA icon
620
Ulta Beauty
ULTA
$24.3B
$3.99M 0.03%
17,827
+1,779
+11% +$383K
SLB icon
621
SLB Ltd
SLB
$75B
$3.98M 0.03%
255,469
-89,088
-26% -$1.66M
ETO
622
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$520M
$3.97M 0.03%
191,117
-25,436
-12% -$544K
TCOM icon
623
Trip.com Group
TCOM
$29.1B
$3.97M 0.03%
127,459
-8,688
-6% -$247K
NAN icon
624
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$3.95M 0.03%
288,832
+8,031
+3% +$111K
SF
625
Stifel
SF
$12.6B
$3.93M 0.03%
175,073
+4,946
+3% +$110K
23 24
25
26 27

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.