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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-16.51%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$9.93B
AUM Growth
-$3.38B
Cap. Flow
-$783M
Cap. Flow %
-7.89%
Top 10 Hldgs %
19.46%
Holding
2,102
New
46
Increased
519
Reduced
1,261
Closed
268

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$736M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$280M
3
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$28.2M
4
CNO icon
CNO Financial Group
CNO
+$22.6M
5
RGA icon
Reinsurance Group of America
RGA
+$15.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$255M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$95.7M
3
AAPL icon
Apple
AAPL
+$71.2M
4
MSFT icon
Microsoft
MSFT
+$68.9M
5
AMZN icon
Amazon
AMZN
+$47.4M

Sector Composition

Rank Sector Weight
1 Technology 14.58%
2 Healthcare 9.97%
3 Financials 8.51%
4 Consumer Staples 6.67%
5 Consumer Discretionary 6.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GATX icon
601
GATX Corp
GATX
$6.27B
$3.37M 0.03%
53,889
-3,207
-6% -$233K
VGI
602
Virtus Global Multi-Sector Income Fund
VGI
$83.7M
$3.37M 0.03%
349,231
+31,953
+10% +$387K
CHRW icon
603
C.H. Robinson
CHRW
$17.5B
$3.36M 0.03%
50,730
-16,895
-25% -$1.21M
MFL
604
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$3.36M 0.03%
256,503
+8,257
+3% +$110K
EIM
605
Eaton Vance Municipal Bond Fund
EIM
$499M
$3.35M 0.03%
268,661
-23,947
-8% -$307K
DLTR icon
606
Dollar Tree
DLTR
$25.2B
$3.33M 0.03%
45,372
-16,638
-27% -$1.42M
SRPT icon
607
Sarepta Therapeutics
SRPT
$1.77B
$3.33M 0.03%
34,079
-7,014
-17% -$802K
HIG icon
608
Hartford Financial Services
HIG
$39.3B
$3.32M 0.03%
94,174
-9,837
-9% -$513K
PHD
609
DELISTED
Pioneer Floating Rate Fund
PHD
$3.32M 0.03%
433,600
+20,164
+5% +$205K
SIRI icon
610
SiriusXM
SIRI
$10.1B
$3.32M 0.03%
67,151
-22,413
-25% -$1.47M
UN
611
DELISTED
Unilever NV New York Registry Shares
UN
$3.31M 0.03%
67,800
-121
-0.2% -$6.62K
PGTI
612
DELISTED
PGT, Inc.
PGTI
$3.3M 0.03%
393,230
+983
+0.3% +$14K
WHR icon
613
Whirlpool
WHR
$2.82B
$3.29M 0.03%
38,352
-2,425
-6% -$319K
KGC icon
614
Kinross Gold
KGC
$32.8B
$3.28M 0.03%
824,621
-134,049
-14% -$648K
APLE icon
615
Apple Hospitality REIT
APLE
$3.82B
$3.26M 0.03%
355,445
+110,533
+45% +$1.45M
EVT icon
616
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$3.22M 0.03%
191,478
-7,869
-4% -$180K
GH icon
617
Guardant Health
GH
$22.6B
$3.22M 0.03%
46,209
-10,153
-18% -$779K
GS icon
618
Goldman Sachs
GS
$303B
$3.19M 0.03%
20,650
-13,113
-39% -$2.78M
LW icon
619
Lamb Weston
LW
$7.19B
$3.16M 0.03%
55,422
-6,196
-10% -$509K
CSGS
620
DELISTED
CSG Systems International
CSGS
$3.16M 0.03%
75,521
-3,929
-5% -$187K
JHG
621
DELISTED
Janus Henderson
JHG
$3.15M 0.03%
205,839
-9,865
-5% -$217K
UGI icon
622
UGI
UGI
$7.33B
$3.14M 0.03%
117,602
+43,743
+59% +$1.66M
BR icon
623
Broadridge
BR
$19B
$3.13M 0.03%
32,963
-17,786
-35% -$2.03M
EXAS
624
DELISTED
Exact Sciences
EXAS
$3.12M 0.03%
53,785
-10,038
-16% -$815K
HTH icon
625
Hilltop Holdings
HTH
$2.24B
$3.12M 0.03%
206,109
-12,034
-6% -$255K
23 24
25
26 27

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q1 2020 Portfolio in Review

As of Q1 2020, Guggenheim Capital held 2,102 positions worth $9.93B, down 25% from $13.3B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Guggenheim Capital withdrew a net $783M in Q1 2020, closing 268 positions and reducing 1,261 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $95.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in iShares iBoxx $ High Yield Corporate Bond ETF worth $255M.

  • Guggenheim Capital's largest Q1 2020 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 3,315,008 shares worth $255M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q1 2020, an estimated $736M increase.
  • Guggenheim Capital's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $255M.
  • Guggenheim Capital fully exited iShares Core S&P 500 ETF in Q1 2020, selling an estimated $95.7M.
  • Guggenheim Capital's ten largest holdings make up 19% of its $9.93B portfolio in Q1 2020.
  • Guggenheim Capital opened 46 new positions and closed 268 in Q1 2020.
  • Guggenheim Capital's portfolio value fell 25% quarter-over-quarter to $9.93B.

Based on Guggenheim Capital's 13F filing for Q1 2020, filed 2 Jun 2020.