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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
(+6.4%)
Cap. Flow
-$35.2M
Cap. Flow
% of AUM
-0.26%
Top 10 Holdings %
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$251M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$91.6M |
| 3 |
Truist Financial
TFC
|
+$10.3M |
| 4 |
Exelon
EXC
|
+$9.3M |
| 5 |
Freeport-McMoran
FCX
|
+$7.78M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$90.9M |
| 2 |
Apple
AAPL
|
+$35.8M |
| 3 |
CELG
Celgene Corp
CELG
|
+$33.4M |
| 4 |
JPMorgan Ultra-Short Income ETF
JPST
|
+$32.5M |
| 5 |
Microsoft
MSFT
|
+$32.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.39% |
| 2 | Financials | 10.11% |
| 3 | Healthcare | 10% |
| 4 | Consumer Discretionary | 8.02% |
| 5 | Industrials | 7.35% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
Church & Dwight Co
CHD
$24.6B
| $5.3M | 0.04% |
75,297
-43,997
| -37% | -$3.13M |
|
|
SYNH
602
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
| $5.3M | 0.04% |
89,050
-31,479
| -26% | -$1.69M |
|
603
C.H. Robinson
CHRW
$17.9B
| $5.29M | 0.04% |
67,625
+48,410
| +252% | +$3.85M |
|
604
Neurocrine Biosciences
NBIX
$16.4B
| $5.29M | 0.04% |
49,197
+7,896
| +19% | +$827K |
|
605
Fortinet
FTNT
$120B
| $5.29M | 0.04% |
247,585
-117,020
| -32% | -$2.2M |
|
606
Arrowhead Research
ARWR
$12.2B
| $5.27M | 0.04% |
83,154
+74,376
| +847% | +$3.69M |
|
|
JHG
607
DELISTED
Janus Henderson
JHG
| $5.27M | 0.04% |
215,704
+33,195
| +18% | +$791K |
|
|
IVH
608
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
| $5.27M | 0.04% |
379,223
+46,671
| +14% | +$632K |
|
|
KL
609
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
| $5.27M | 0.04% |
119,591
+32,498
| +37% | +$1.44M |
|
610
BlackRock Floating Rate Income Strategies Fund
FRA
$384M
| $5.26M | 0.04% |
391,484
-82,007
| -17% | -$1.06M |
|
611
Devon Energy
DVN
$48.5B
| $5.26M | 0.04% |
202,400
+26,383
| +15% | +$594K |
|
612
BlackRock TCP Capital
TCPC
$294M
| $5.22M | 0.04% |
371,817
-10,996
| -3% | -$154K |
|
613
BlackRock MuniYield Quality Fund
MQY
$811M
| $5.22M | 0.04% |
346,788
+8,795
| +3% | +$132K |
|
614
Loews
L
$23.7B
| $5.22M | 0.04% |
99,407
-10,336
| -9% | -$521K |
|
|
ARDC
615
Are Dynamic Credit Allocation Fund
ARDC
$298M
| $5.18M | 0.04% |
337,323
-21,370
| -6% | -$316K |
|
|
MVT
616
DELISTED
BlackRock MuniVest Fund II
MVT
| $5.18M | 0.04% |
350,347
+42,052
| +14% | +$616K |
|
617
HF Sinclair
DINO
$14.8B
| $5.18M | 0.04% |
102,058
-24,757
| -20% | -$1.31M |
|
618
American Water Works
AWK
$26.7B
| $5.16M | 0.04% |
42,017
-8,667
| -17% | -$1.05M |
|
619
Allison Transmission
ALSN
$9.8B
| $5.16M | 0.04% |
106,720
-73,100
| -41% | -$3.4M |
|
|
BYM
620
DELISTED
BlackRock Municipal Income Quality Trust
BYM
| $5.14M | 0.04% |
365,715
-54,005
| -13% | -$756K |
|
|
BFK
621
DELISTED
BlackRock Municipal Income Trust
BFK
| $5.1M | 0.04% |
359,861
+20,455
| +6% | +$287K |
|
622
TSMC
TSM
$2.15T
| $5.1M | 0.04% |
87,766
+7,075
| +9% | +$375K |
|
623
Pultegroup
PHM
$25.3B
| $5.1M | 0.04% |
131,403
+44,437
| +51% | +$1.73M |
|
624
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.14B
| $5.09M | 0.04% |
199,347
-33,512
| -14% | -$833K |
|
625
VanEck IG Floating Rate ETF
FLTR
$2.97B
| $5.09M | 0.04% |
200,974
+9,874
| +5% | +$250K |
|
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Guggenheim Capital's Q4 2019 Portfolio in Review
As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.
- Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
- Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
- Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
- Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
- Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
- Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
- Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.
Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.