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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEB icon
601
Pebblebrook Hotel Trust
PEB
$2.11B
$4.91M 0.04%
176,605
+1,597
+0.9% +$43.8K
HP icon
602
Helmerich & Payne
HP
$3.73B
$4.91M 0.04%
122,520
+26,695
+28% +$1.18M
NOW icon
603
ServiceNow
NOW
$119B
$4.91M 0.04%
96,720
+53,090
+122% +$2.89M
SPLK
604
DELISTED
Splunk Inc
SPLK
$4.9M 0.04%
41,570
-15,006
-27% -$1.87M
NTRS icon
605
Northern Trust
NTRS
$33.7B
$4.88M 0.04%
52,314
+1,428
+3% +$131K
AVK
606
Advent Convertible and Income Fund
AVK
$562M
$4.88M 0.04%
343,496
+74,100
+28% +$1.06M
BGH
607
Barings Global Short Duration High Yield Fund
BGH
$285M
$4.86M 0.04%
279,505
-17,260
-6% -$307K
UDR icon
608
UDR
UDR
$12.2B
$4.84M 0.04%
99,802
+1,169
+1% +$55.1K
APH icon
609
Amphenol
APH
$215B
$4.83M 0.04%
200,164
-22,740
-10% -$524K
FLTR icon
610
VanEck IG Floating Rate ETF
FLTR
$2.97B
$4.82M 0.04%
191,100
+9,841
+5% +$248K
RGLD icon
611
Royal Gold
RGLD
$18.4B
$4.82M 0.04%
39,133
-12,226
-24% -$1.49M
PEGI
612
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$4.81M 0.04%
178,680
-29,581
-14% -$745K
GLPI icon
613
Gaming and Leisure Properties
GLPI
$12.8B
$4.79M 0.04%
125,376
+73
+0.1% +$2.8K
BFK
614
DELISTED
BlackRock Municipal Income Trust
BFK
$4.79M 0.04%
339,406
+176,250
+108% +$2.47M
PLXS icon
615
Plexus
PLXS
$7.39B
$4.78M 0.04%
76,494
-372
-0.5% -$22.1K
NMFC icon
616
New Mountain Finance
NMFC
$711M
$4.76M 0.04%
349,281
+953
+0.3% +$13K
ALGN icon
617
Align Technology
ALGN
$12.3B
$4.76M 0.04%
26,309
+2,383
+10% +$495K
DOW icon
618
Dow Inc
DOW
$22B
$4.72M 0.04%
99,149
-70
-0.1% -$3.28K
RVT icon
619
Royce Value Trust
RVT
$2.29B
$4.72M 0.04%
343,196
+37,824
+12% +$520K
GATX icon
620
GATX Corp
GATX
$6.38B
$4.7M 0.04%
60,663
+42,774
+239% +$3.26M
AIG icon
621
American International
AIG
$42.4B
$4.7M 0.04%
84,414
+29,848
+55% +$1.65M
PKE icon
622
Park Aerospace
PKE
$844M
$4.7M 0.04%
267,697
+8,888
+3% +$155K
BXMX
623
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$4.7M 0.04%
359,383
+59,691
+20% +$780K
HRB icon
624
H&R Block
HRB
$5.71B
$4.69M 0.04%
198,652
+59,365
+43% +$1.57M
HIX
625
Western Asset High Income Fund II
HIX
$353M
$4.67M 0.04%
688,796
-131,480
-16% -$899K
23 24
25
26 27

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.