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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+17.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$12.3B
AUM Growth
+$469M
Cap. Flow
-$1.01B
Cap. Flow %
-8.19%
Top 10 Hldgs %
12.23%
Holding
2,300
New
143
Increased
869
Reduced
1,140
Closed
137

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$26M
2
AMZN icon
Amazon
AMZN
+$16.1M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$15.1M
4
AAPL icon
Apple
AAPL
+$12.7M
5
MDU icon
MDU Resources
MDU
+$10.3M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$71M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$18.3M
3
SHPG
Shire pic
SHPG
+$12M
4
AEE icon
Ameren
AEE
+$11.1M
5
KMI icon
Kinder Morgan
KMI
+$10.3M

Sector Composition

Rank Sector Weight
1 Technology 14.29%
2 Healthcare 11.07%
3 Financials 10.11%
4 Consumer Discretionary 7.98%
5 Industrials 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAGE
601
DELISTED
Sage Therapeutics
SAGE
$5.09M 0.04%
32,011
-5,432
-15% -$787K
CAG icon
602
Conagra Brands
CAG
$7.23B
$5.08M 0.04%
183,071
+41,499
+29% +$951K
AMP icon
603
Ameriprise Financial
AMP
$48.8B
$5.08M 0.04%
39,629
+8,170
+26% +$1.01M
GER
604
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$5.08M 0.04%
101,963
-7,613
-7% -$369K
FLG
605
Flagstar Bank National Association
FLG
$5.82B
$5.06M 0.04%
145,721
-4,443
-3% -$153K
NAN icon
606
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$5.04M 0.04%
376,736
+8,435
+2% +$109K
BR icon
607
Broadridge
BR
$19B
$5.04M 0.04%
48,638
-32,101
-40% -$3.22M
GG
608
DELISTED
Goldcorp Inc
GG
$5.04M 0.04%
440,730
+123,082
+39% +$1.32M
GRUB
609
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$5.03M 0.04%
36,213
-2,976
-8% -$461K
MSGN
610
DELISTED
MSG Networks Inc.
MSGN
$5.02M 0.04%
+230,935
New +$5.32M
NBIX icon
611
Neurocrine Biosciences
NBIX
$16.6B
$5.02M 0.04%
56,987
+404
+0.7% +$33.8K
BGT icon
612
BlackRock Floating Rate Income Trust
BGT
$325M
$5.01M 0.04%
410,601
+13,001
+3% +$159K
BLE
613
DELISTED
BlackRock Municipal Income Trust II
BLE
$5.01M 0.04%
355,010
-24,994
-7% -$347K
SIRI icon
614
SiriusXM
SIRI
$10.1B
$5M 0.04%
88,155
-5,061
-5% -$302K
CBM
615
DELISTED
Cambrex Corporation
CBM
$5M 0.04%
128,639
+2,348
+2% +$96.2K
RDS.A
616
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$4.99M 0.04%
79,683
-4,357
-5% -$269K
EVT icon
617
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$4.99M 0.04%
223,629
+21,094
+10% +$449K
AVT icon
618
Avnet
AVT
$7.92B
$4.95M 0.04%
114,203
+6,119
+6% +$258K
CMBS icon
619
iShares CMBS ETF
CMBS
$472M
$4.95M 0.04%
95,886
+28,643
+43% +$1.45M
OSK icon
620
Oshkosh
OSK
$9.59B
$4.95M 0.04%
65,938
-13,982
-17% -$1.03M
MAN icon
621
ManpowerGroup
MAN
$2.63B
$4.95M 0.04%
59,797
+30,712
+106% +$2.42M
NRK icon
622
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
$4.94M 0.04%
388,587
+6,743
+2% +$82.9K
RVT icon
623
Royce Value Trust
RVT
$2.3B
$4.94M 0.04%
359,066
+16,026
+5% +$218K
BGY icon
624
BlackRock Enhanced International Dividend Trust
BGY
$529M
$4.94M 0.04%
888,243
-31,806
-3% -$172K
NVG icon
625
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$4.94M 0.04%
326,722
+39,653
+14% +$577K
23 24
25
26 27

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
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Guggenheim Capital's Q1 2019 Portfolio in Review

As of Q1 2019, Guggenheim Capital held 2,300 positions worth $12.3B, up 4% from $11.8B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $1.01B in Q1 2019, closing 137 positions and reducing 1,140 holdings. Its most notable exit was Twenty-First Century Fox, Inc. Class A, an estimated $18.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 12% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in AXIS Capital worth $7.58M.

  • Guggenheim Capital's largest Q1 2019 buy was AXIS Capital: 138,467 shares worth $7.58M.
  • Guggenheim Capital added most to Microsoft in Q1 2019, an estimated $26M increase.
  • Guggenheim Capital's biggest Q1 2019 reduction was TotalEnergies, cutting an estimated $71M.
  • Guggenheim Capital fully exited Twenty-First Century Fox, Inc. Class A in Q1 2019, selling an estimated $18.3M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.3B portfolio in Q1 2019.
  • Guggenheim Capital opened 143 new positions and closed 137 in Q1 2019.
  • Guggenheim Capital's portfolio value rose 4% quarter-over-quarter to $12.3B.

Based on Guggenheim Capital's 13F filing for Q1 2019, filed 15 May 2019.