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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGD
601
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$511M
$13.5M 0.03%
1,736,027
+257,173
+17% +$2.04M
JBLU icon
602
JetBlue
JBLU
$2.29B
$13.4M 0.03%
598,928
+50,340
+9% +$1.03M
CGNX icon
603
Cognex
CGNX
$10.4B
$13.4M 0.03%
218,696
-160,682
-42% -$10.2M
OC icon
604
Owens Corning
OC
$11.2B
$13.2M 0.03%
143,693
+83,351
+138% +$7.02M
SBS icon
605
Sabesp
SBS
$19.2B
$13.2M 0.03%
6,502,194
+152,813
+2% +$294K
UFS
606
DELISTED
DOMTAR CORPORATION (New)
UFS
$13.2M 0.03%
265,943
+1,486
+0.6% +$69.1K
SKX
607
DELISTED
Skechers
SKX
$13.1M 0.03%
346,944
-5,990
-2% -$194K
JD icon
608
JD.com
JD
$43.6B
$13.1M 0.03%
316,721
+28,497
+10% +$1.12M
CRL icon
609
Charles River Laboratories
CRL
$11.3B
$13M 0.03%
119,014
+65,313
+122% +$7.11M
Y
610
DELISTED
Alleghany Corp
Y
$13M 0.03%
21,854
+5,046
+30% +$2.88M
EQC
611
DELISTED
Equity Commonwealth
EQC
$13M 0.03%
426,141
-649
-0.2% -$19.7K
DOC
612
DELISTED
PHYSICIANS REALTY TRUST
DOC
$13M 0.03%
722,135
+134,748
+23% +$2.42M
GLNG icon
613
Golar LNG
GLNG
$4.91B
$12.9M 0.03%
434,066
-40,029
-8% -$962K
COHR
614
DELISTED
Coherent Inc
COHR
$12.9M 0.03%
45,717
+13,838
+43% +$3.85M
TPH
615
DELISTED
Tri Pointe Homes
TPH
$12.9M 0.03%
718,277
+535,784
+294% +$9.03M
TERP
616
DELISTED
TerraForm Power, Inc
TERP
$12.8M 0.03%
1,074,229
-109,861
-9% -$1.37M
MYGN icon
617
Myriad Genetics
MYGN
$507M
$12.8M 0.03%
372,103
-30,773
-8% -$1.04M
OSK icon
618
Oshkosh
OSK
$8.82B
$12.7M 0.03%
140,065
+969
+0.7% +$84.9K
AFG icon
619
American Financial Group
AFG
$11.8B
$12.7M 0.03%
117,124
+31,822
+37% +$3.34M
THO icon
620
Thor Industries
THO
$3.95B
$12.7M 0.03%
84,249
-41,336
-33% -$5.75M
NCZ
621
Virtus Convertible & Income Fund II
NCZ
$290M
$12.7M 0.03%
510,438
-17,963
-3% -$446K
ENR icon
622
Energizer
ENR
$1.44B
$12.6M 0.03%
262,642
+50,681
+24% +$2.33M
SCI icon
623
Service Corp International
SCI
$11.8B
$12.5M 0.03%
334,808
+179,937
+116% +$6.44M
TFX icon
624
Teleflex
TFX
$5.86B
$12.5M 0.03%
50,139
+21,237
+73% +$5.34M
CC icon
625
Chemours
CC
$2.57B
$12.4M 0.03%
247,879
+95,682
+63% +$5.01M
23 24
25
26 27

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.