We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOMB icon
601
Home BancShares
HOMB
$6.25B
$12.7M 0.03%
502,950
+46,225
+10% +$1.11M
TECH icon
602
Bio-Techne
TECH
$11.2B
$12.6M 0.03%
417,728
+37,580
+10% +$1.12M
TSLA icon
603
Tesla
TSLA
$1.22T
$12.5M 0.03%
548,925
-1,560
-0.3% -$36K
POST icon
604
Post Holdings
POST
$4.21B
$12.5M 0.03%
215,691
+20,287
+10% +$1.11M
FRC
605
DELISTED
First Republic Bank
FRC
$12.5M 0.03%
119,267
+7,044
+6% +$700K
NMFC icon
606
New Mountain Finance
NMFC
$653M
$12.4M 0.03%
872,490
-38,320
-4% -$544K
TTEK icon
607
Tetra Tech
TTEK
$8.31B
$12.4M 0.03%
1,331,005
+83,940
+7% +$738K
GNTX icon
608
Gentex
GNTX
$5.03B
$12.3M 0.03%
623,440
-279,082
-31% -$5.07M
TSLX icon
609
Sixth Street Specialty
TSLX
$1.64B
$12.2M 0.03%
582,754
-17,491
-3% -$362K
SAFM
610
DELISTED
Sanderson Farms Inc
SAFM
$12.2M 0.03%
75,524
-20,113
-21% -$2.79M
VTA
611
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$12.2M 0.03%
1,020,277
+9,239
+0.9% +$109K
WB icon
612
Weibo
WB
$1.99B
$12.1M 0.03%
122,723
+50,272
+69% +$4.43M
MAN icon
613
ManpowerGroup
MAN
$2.41B
$12.1M 0.03%
102,747
+2,858
+3% +$320K
BLE
614
DELISTED
BlackRock Municipal Income Trust II
BLE
$12M 0.03%
791,120
-5,332
-0.7% -$82.5K
CIM
615
Chimera Investment
CIM
$1.06B
$12M 0.03%
211,346
-29,823
-12% -$1.69M
IGD
616
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$511M
$12M 0.03%
1,478,854
+75,467
+5% +$583K
SBRA icon
617
Sabra Healthcare REIT
SBRA
$5.38B
$12M 0.03%
546,169
+450,785
+473% +$10.2M
JASO
618
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$12M 0.03%
1,568,422
+76,863
+5% +$519K
EFR
619
Eaton Vance Senior Floating-Rate Fund
EFR
$314M
$11.9M 0.03%
796,716
+2,463
+0.3% +$36.5K
ETY icon
620
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.24B
$11.9M 0.03%
1,019,464
+93,556
+10% +$1.07M
SLM icon
621
SLM Corp
SLM
$4.86B
$11.9M 0.03%
1,035,723
+114,121
+12% +$1.24M
BKH icon
622
Black Hills Corp
BKH
$5.5B
$11.7M 0.03%
170,610
-47,146
-22% -$3.27M
GBDC icon
623
Golub Capital BDC
GBDC
$3.34B
$11.7M 0.03%
636,942
-20,601
-3% -$384K
PB icon
624
Prosperity Bancshares
PB
$8.97B
$11.7M 0.03%
178,048
-24,122
-12% -$1.51M
BR icon
625
Broadridge
BR
$17.9B
$11.6M 0.03%
144,067
-594
-0.4% -$45.7K
23 24
25
26 27

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.