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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BALL icon
601
Ball Corp
BALL
$17.3B
$22.2M 0.05%
702,204
-54,054
-7% -$1.72M
NS
602
DELISTED
NuStar Energy L.P.
NS
$22.2M 0.05%
336,254
+3,326
+1% +$216K
TT icon
603
Trane Technologies
TT
$101B
$22.2M 0.05%
393,371
-7,547
-2% -$457K
DECK icon
604
Deckers Outdoor
DECK
$13.6B
$22.1M 0.05%
1,366,824
-80,922
-6% -$1.24M
CBRE icon
605
CBRE Group
CBRE
$43B
$22.1M 0.05%
743,148
+62,122
+9% +$1.95M
CYH icon
606
Community Health Systems
CYH
$412M
$22.1M 0.05%
487,954
+270,282
+124% +$11.2M
FMC icon
607
FMC
FMC
$1.3B
$22.1M 0.05%
444,593
+83,250
+23% +$4.73M
SMF
608
DELISTED
SALIENT MLP & ENERGY INFRASTRUCTURE FD
SMF
$22M 0.05%
657,029
+176,423
+37% +$6M
JWN
609
DELISTED
Nordstrom
JWN
$21.9M 0.05%
320,090
-22,029
-6% -$1.52M
PLL
610
DELISTED
PALL CORP
PLL
$21.8M 0.05%
260,275
+20,891
+9% +$1.71M
STT icon
611
State Street
STT
$50.5B
$21.7M 0.05%
295,442
-105,278
-26% -$7.49M
MGM icon
612
MGM Resorts International
MGM
$11.4B
$21.7M 0.05%
952,800
+48,741
+5% +$1.21M
CMI icon
613
Cummins
CMI
$89.5B
$21.6M 0.05%
163,981
-2,238
-1% -$323K
BBWI icon
614
Bath & Body Works
BBWI
$4.23B
$21.6M 0.05%
398,643
-9,155
-2% -$461K
HRB icon
615
H&R Block
HRB
$5.73B
$21.6M 0.05%
695,299
-127,179
-15% -$4.15M
EWI icon
616
iShares MSCI Italy ETF
EWI
$1.05B
$21.6M 0.05%
687,000
+156,700
+30% +$5.09M
KEX icon
617
Kirby Corp
KEX
$6.98B
$21.4M 0.05%
181,585
-8,118
-4% -$967K
KEYW
618
DELISTED
The KEYW Holding Corporation
KEYW
$21.3M 0.05%
1,920,421
+52,629
+3% +$649K
CNQR
619
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
$21.3M 0.05%
167,596
+74,609
+80% +$7.57M
EFX icon
620
Equifax
EFX
$20.5B
$21.2M 0.05%
283,286
-10,592
-4% -$807K
PETM
621
DELISTED
PETSMART INC
PETM
$21.1M 0.05%
300,736
-72,549
-19% -$5.05M
ENOV icon
622
Enovis
ENOV
$1.81B
$21.1M 0.05%
214,894
+70,169
+48% +$7.88M
ROK icon
623
Rockwell Automation
ROK
$53.5B
$21M 0.05%
191,453
+12,526
+7% +$1.47M
EXP icon
624
Eagle Materials
EXP
$6.59B
$20.9M 0.05%
205,659
+44,643
+28% +$4.33M
TEVA icon
625
Teva Pharmaceuticals
TEVA
$40.2B
$20.9M 0.05%
389,551
+7,135
+2% +$378K
23 24
25
26 27

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.