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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STLD icon
576
Steel Dynamics
STLD
$37.6B
$3.85M 0.03%
35,908
+11,486
+47% +$1.2M
VTN icon
577
Invesco Trust for Investment Grade New York Municipals
VTN
$168M
$3.85M 0.03%
422,507
+49,575
+13% +$489K
PDI icon
578
PIMCO Dynamic Income Fund
PDI
$7.42B
$3.84M 0.03%
222,455
+39,647
+22% +$730K
ISD
579
PGIM High Yield Bond Fund
ISD
$419M
$3.84M 0.03%
326,097
+5,453
+2% +$66.7K
CNX icon
580
CNX Resources
CNX
$5.2B
$3.84M 0.03%
169,949
+69,597
+69% +$1.44M
SCCO icon
581
Southern Copper
SCCO
$166B
$3.82M 0.03%
54,752
-13,820
-20% -$1.01M
MAN icon
582
ManpowerGroup
MAN
$2.63B
$3.81M 0.03%
51,924
-16,547
-24% -$1.29M
BLDR icon
583
Builders FirstSource
BLDR
$8.04B
$3.81M 0.03%
30,571
+1,214
+4% +$167K
STX icon
584
Seagate
STX
$184B
$3.78M 0.03%
57,289
-754
-1% -$48.5K
K
585
DELISTED
Kellanova
K
$3.78M 0.03%
67,613
-63,782
-49% -$3.79M
HYI
586
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$3.77M 0.03%
327,974
+60,894
+23% +$712K
JD icon
587
JD.com
JD
$44.5B
$3.74M 0.03%
128,349
+22,479
+21% +$783K
AZEK
588
DELISTED
The AZEK Co
AZEK
$3.73M 0.03%
125,255
– –
PKG icon
589
Packaging Corp of America
PKG
$22.8B
$3.71M 0.03%
24,184
-12,875
-35% -$1.88M
PMF
590
DELISTED
PIMCO Municipal Income Fund
PMF
$3.7M 0.03%
440,516
+6,779
+2% +$64.5K
UCB
591
United Community Banks
UCB
$4.28B
$3.7M 0.03%
145,607
-15,014
-9% -$407K
WST icon
592
West Pharmaceutical
WST
$24.9B
$3.7M 0.03%
9,859
-1,135
-10% -$439K
HIG icon
593
Hartford Financial Services
HIG
$39.3B
$3.69M 0.03%
52,040
+5,165
+11% +$375K
CIVI
594
DELISTED
Civitas Resources
CIVI
$3.66M 0.03%
45,219
+12,282
+37% +$950K
WSO icon
595
Watsco Inc
WSO
$13.6B
$3.66M 0.03%
9,687
+1,931
+25% +$698K
GM icon
596
General Motors
GM
$76.8B
$3.65M 0.03%
110,841
+21,916
+25% +$779K
SLAB icon
597
Silicon Laboratories
SLAB
$7.23B
$3.65M 0.03%
31,469
+1,883
+6% +$260K
HST icon
598
Host Hotels & Resorts
HST
$16B
$3.64M 0.03%
226,795
+56,882
+33% +$948K
HTD
599
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$900M
$3.64M 0.03%
204,954
+34,555
+20% +$679K
CII icon
600
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$3.63M 0.03%
194,623
-890
-0.5% -$16.7K
22 23
24
25 26

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.