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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESAB icon
576
ESAB
ESAB
$5.71B
$4.2M 0.04%
71,156
-4,366
-6% -$250K
FE icon
577
FirstEnergy
FE
$27.5B
$4.2M 0.04%
104,879
-69,273
-40% -$2.8M
IGA
578
Voya Global Advantage and Premium Opportunity Fund
IGA
$158M
$4.19M 0.04%
490,484
-227,114
-32% -$2M
TSM icon
579
TSMC
TSM
$2.18T
$4.19M 0.04%
45,007
+6,599
+17% +$592K
BWA icon
580
BorgWarner
BWA
$13.9B
$4.18M 0.04%
96,779
+45,913
+90% +$1.9M
STC icon
581
Stewart Information Services
STC
$2.08B
$4.18M 0.04%
103,647
+80,890
+355% +$3.54M
ACV
582
Virtus Diversified Income & Convertible Fund
ACV
$282M
$4.18M 0.04%
216,392
-42,916
-17% -$890K
BMRN icon
583
BioMarin Pharmaceuticals
BMRN
$12.4B
$4.17M 0.04%
42,901
-5,004
-10% -$519K
ENS icon
584
EnerSys
ENS
$6.99B
$4.16M 0.04%
47,903
-6,651
-12% -$560K
VTN icon
585
Invesco Trust for Investment Grade New York Municipals
VTN
$168M
$4.15M 0.03%
396,805
+65,904
+20% +$684K
AUY
586
DELISTED
Yamana Gold, Inc.
AUY
$4.15M 0.03%
709,259
+204,866
+41% +$1.16M
EVR icon
587
Evercore
EVR
$11.8B
$4.15M 0.03%
35,945
-3,783
-10% -$470K
CPK icon
588
Chesapeake Utilities
CPK
$3.21B
$4.14M 0.03%
32,335
+5,710
+21% +$709K
WU icon
589
Western Union
WU
$2.21B
$4.14M 0.03%
370,967
+7,761
+2% +$101K
CNC icon
590
Centene
CNC
$32.5B
$4.13M 0.03%
65,324
+11,655
+22% +$827K
PTEN icon
591
Patterson-UTI
PTEN
$3.76B
$4.11M 0.03%
351,294
+43,285
+14% +$632K
FLOT icon
592
iShares Floating Rate Bond ETF
FLOT
$10.5B
$4.1M 0.03%
81,332
-4,530
-5% -$229K
UBSI icon
593
United Bankshares
UBSI
$6.62B
$4.07M 0.03%
115,736
+26,626
+30% +$1.04M
MVT
594
DELISTED
BlackRock MuniVest Fund II
MVT
$4.07M 0.03%
378,671
-11,767
-3% -$127K
HTD
595
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$900M
$4.07M 0.03%
190,845
-3,129
-2% -$72K
GHY
596
PGIM Global High Yield Fund
GHY
$483M
$4.05M 0.03%
368,956
+64,554
+21% +$734K
FERG icon
597
Ferguson
FERG
$49.8B
$4.04M 0.03%
30,242
+18,767
+164% +$2.61M
DMB
598
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$4.02M 0.03%
346,885
+24,870
+8% +$274K
UTG icon
599
Reaves Utility Income Fund
UTG
$3.61B
$4.01M 0.03%
141,433
+8,852
+7% +$254K
PKE icon
600
Park Aerospace
PKE
$819M
$4.01M 0.03%
298,415
-1,579
-0.5% -$22.3K
22 23
24
25 26

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.