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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MYC
576
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$6.53M 0.03%
434,029
-52,824
-11% -$803K
MTTRW
577
DELISTED
Matterport, Inc. Warrant
MTTRW
$6.53M 0.03%
714,361
– –
NWL icon
578
Newell Brands
NWL
$2.56B
$6.53M 0.03%
298,830
+16,197
+6% +$366K
NMCO icon
579
Nuveen Municipal Credit Opportunities Fund
NMCO
$584M
$6.52M 0.03%
416,318
+95,542
+30% +$1.47M
AXS icon
580
AXIS Capital
AXS
$7.55B
$6.51M 0.03%
119,567
– –
CRSP icon
581
CRISPR Therapeutics
CRSP
$5.17B
$6.51M 0.03%
85,939
+20,566
+31% +$1.8M
BNY
582
DELISTED
BlackRock New York Municipal Income Trust
BNY
$6.51M 0.03%
440,280
-30,277
-6% -$453K
F icon
583
Ford
F
$55.7B
$6.49M 0.03%
312,371
+72,840
+30% +$1.34M
MUB icon
584
iShares National Muni Bond ETF
MUB
$45.5B
$6.43M 0.03%
55,318
+2,128
+4% +$247K
EFT
585
Eaton Vance Floating-Rate Income Trust
EFT
$288M
$6.37M 0.03%
422,422
+93,108
+28% +$1.39M
PDD icon
586
Pinduoduo
PDD
$131B
$6.37M 0.03%
109,257
+20,785
+23% +$1.64M
GBCI icon
587
Glacier Bancorp
GBCI
$6.35B
$6.37M 0.03%
112,303
+1,919
+2% +$109K
SNV
588
DELISTED
Synovus
SNV
$6.36M 0.03%
132,883
+11,111
+9% +$526K
NNN icon
589
NNN REIT
NNN
$8.99B
$6.36M 0.03%
132,240
-21,845
-14% -$1M
TENB icon
590
Tenable Holdings
TENB
$4.01B
$6.33M 0.03%
114,922
+33,890
+42% +$1.75M
KRA
591
DELISTED
Kraton Corporation
KRA
$6.32M 0.03%
136,383
+2,158
+2% +$99K
IQI icon
592
Invesco Quality Municipal Securities
IQI
$534M
$6.29M 0.03%
463,190
-14,098
-3% -$186K
DAL icon
593
Delta Air Lines
DAL
$60.1B
$6.26M 0.03%
160,183
+23,467
+17% +$939K
PGTI
594
DELISTED
PGT, Inc.
PGTI
$6.26M 0.03%
278,152
-49,293
-15% -$1.05M
DBRG icon
595
DigitalBridge
DBRG
$2.95B
$6.23M 0.03%
186,901
+24,696
+15% +$735K
SYK icon
596
Stryker
SYK
$130B
$6.21M 0.03%
23,206
+4,533
+24% +$1.19M
OTIS icon
597
Otis Worldwide
OTIS
$28.2B
$6.18M 0.03%
71,026
-2,277
-3% -$191K
IIM icon
598
Invesco Value Municipal Income Trust
IIM
$598M
$6.17M 0.03%
362,036
+84,066
+30% +$1.38M
ENTG icon
599
Entegris
ENTG
$23.2B
$6.16M 0.03%
44,431
+17,904
+67% +$2.5M
AWK icon
600
American Water Works
AWK
$26.9B
$6.15M 0.03%
32,587
+4,323
+15% +$755K
22 23
24
25 26

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.