We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MVT
576
DELISTED
BlackRock MuniVest Fund II
MVT
$6.17M 0.04%
405,524
+14,247
+4% +$228K
ITGR icon
577
Integer Holdings
ITGR
$4.26B
$6.14M 0.04%
68,746
– –
KRA
578
DELISTED
Kraton Corporation
KRA
$6.13M 0.04%
134,225
+15,343
+13% +$609K
GBCI icon
579
Glacier Bancorp
GBCI
$6.35B
$6.11M 0.04%
110,384
+17,902
+19% +$942K
OTIS icon
580
Otis Worldwide
OTIS
$28.2B
$6.03M 0.04%
73,303
-2,267
-3% -$199K
OGE icon
581
OGE Energy
OGE
$9.71B
$6.03M 0.04%
182,867
+28,362
+18% +$979K
APLE icon
582
Apple Hospitality REIT
APLE
$3.82B
$6.02M 0.04%
382,802
-43,912
-10% -$658K
DKS icon
583
Dick's Sporting Goods
DKS
$18.7B
$5.97M 0.04%
49,834
-41,729
-46% -$4.85M
AAT
584
American Assets Trust
AAT
$1.4B
$5.94M 0.04%
158,825
-12,104
-7% -$459K
PAG icon
585
Penske Automotive Group
PAG
$14.2B
$5.92M 0.04%
58,862
-87,140
-60% -$7.65M
IEX icon
586
IDEX
IEX
$17.3B
$5.91M 0.04%
28,551
+2,643
+10% +$587K
NEV
587
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$5.89M 0.04%
371,807
-15,778
-4% -$265K
HBAN icon
588
Huntington Bancshares
HBAN
$35.5B
$5.87M 0.04%
379,681
-159,076
-30% -$2.34M
IRDM icon
589
Iridium Communications
IRDM
$5.29B
$5.86M 0.04%
147,103
+139,503
+1,836% +$5.86M
PK icon
590
Park Hotels & Resorts
PK
$2.97B
$5.85M 0.04%
305,648
-21,634
-7% -$409K
MPWR icon
591
Monolithic Power Systems
MPWR
$68.9B
$5.84M 0.04%
12,059
-1,347
-10% -$613K
GNRC icon
592
Generac Holdings
GNRC
$12.5B
$5.84M 0.04%
14,301
-2,203
-13% -$944K
DAL icon
593
Delta Air Lines
DAL
$60.1B
$5.82M 0.04%
136,716
-44,806
-25% -$1.83M
EVR icon
594
Evercore
EVR
$11.8B
$5.8M 0.03%
43,426
+14,711
+51% +$2M
UGI icon
595
UGI
UGI
$7.33B
$5.79M 0.03%
135,836
-11,918
-8% -$545K
CII icon
596
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$5.78M 0.03%
286,212
-4,930
-2% -$104K
BGT icon
597
BlackRock Floating Rate Income Trust
BGT
$325M
$5.78M 0.03%
434,922
+25,608
+6% +$334K
AME icon
598
Ametek
AME
$58.2B
$5.77M 0.03%
46,539
+4,058
+10% +$545K
SIVB
599
DELISTED
SVB Financial Group
SIVB
$5.75M 0.03%
8,892
-1,340
-13% -$777K
TEX icon
600
Terex
TEX
$7.74B
$5.74M 0.03%
136,332
+3,594
+3% +$170K
22 23
24
25 26

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.