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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RHI icon
576
Robert Half
RHI
$4.37B
$4.46M 0.03%
84,247
-23,341
-22% -$1.24M
TFX icon
577
Teleflex
TFX
$5.98B
$4.44M 0.03%
13,049
-4,565
-26% -$1.69M
MVT
578
DELISTED
BlackRock MuniVest Fund II
MVT
$4.42M 0.03%
316,928
-18,180
-5% -$257K
PSX icon
579
Phillips 66
PSX
$81.4B
$4.41M 0.03%
85,084
+18,009
+27% +$1.1M
CAG icon
580
Conagra Brands
CAG
$7.23B
$4.41M 0.03%
123,483
+2,546
+2% +$93.2K
EFR
581
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$4.41M 0.03%
378,807
-13,717
-3% -$160K
JRO
582
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$4.39M 0.03%
535,760
-6,864
-1% -$55.5K
RCL icon
583
Royal Caribbean
RCL
$85.6B
$4.38M 0.03%
67,673
-5,608
-8% -$330K
AEE icon
584
Ameren
AEE
$30.1B
$4.35M 0.03%
55,005
-7,603
-12% -$596K
AMP icon
585
Ameriprise Financial
AMP
$48.8B
$4.33M 0.03%
28,100
-163
-0.6% -$25.1K
BGT icon
586
BlackRock Floating Rate Income Trust
BGT
$325M
$4.33M 0.03%
385,277
-4,338
-1% -$48.8K
DY icon
587
Dycom Industries
DY
$12.3B
$4.31M 0.03%
81,535
+236
+0.3% +$11.4K
TSLX icon
588
Sixth Street Specialty
TSLX
$1.81B
$4.28M 0.03%
248,865
-33,898
-12% -$581K
PHM icon
589
Pultegroup
PHM
$25.3B
$4.28M 0.03%
92,450
+8,358
+10% +$358K
GNTX icon
590
Gentex
GNTX
$5.07B
$4.26M 0.03%
165,378
-27,845
-14% -$740K
ANET icon
591
Arista Networks
ANET
$238B
$4.25M 0.03%
328,608
+82,768
+34% +$1.14M
ENOV icon
592
Enovis
ENOV
$1.53B
$4.25M 0.03%
78,735
+19,978
+34% +$1.1M
OGE icon
593
OGE Energy
OGE
$9.71B
$4.25M 0.03%
141,621
-38,478
-21% -$1.21M
HTH icon
594
Hilltop Holdings
HTH
$2.24B
$4.24M 0.03%
206,109
– –
JFR icon
595
Nuveen Floating Rate Income Fund
JFR
$1.25B
$4.24M 0.03%
509,953
-4,864
-0.9% -$39.6K
VTN icon
596
Invesco Trust for Investment Grade New York Municipals
VTN
$168M
$4.23M 0.03%
341,534
+17,987
+6% +$225K
MAV
597
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$4.23M 0.03%
387,113
-12,902
-3% -$142K
EMB icon
598
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$4.2M 0.03%
37,885
-1,698
-4% -$191K
PMF
599
DELISTED
PIMCO Municipal Income Fund
PMF
$4.16M 0.03%
311,699
+6,921
+2% +$93.9K
CXO
600
DELISTED
CONCHO RESOURCES INC.
CXO
$4.16M 0.03%
94,297
+32,692
+53% +$1.63M
22 23
24
25 26

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.