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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KIO
576
KKR Income Opportunities Fund
KIO
$454M
$5.23M 0.04%
336,176
-22,172
-6% -$345K
MAA icon
577
Mid-America Apartment Communities
MAA
$15.5B
$5.23M 0.04%
40,238
-324
-0.8% -$40.3K
BIO icon
578
Bio-Rad Laboratories Class A
BIO
$9.17B
$5.21M 0.04%
15,662
+6,230
+66% +$2.03M
FMC icon
579
FMC
FMC
$1.35B
$5.21M 0.04%
59,382
+8,101
+16% +$695K
TCPC icon
580
BlackRock TCP Capital
TCPC
$313M
$5.19M 0.04%
382,813
-15,245
-4% -$210K
VTN icon
581
Invesco Trust for Investment Grade New York Municipals
VTN
$166M
$5.18M 0.04%
381,288
+18,891
+5% +$257K
CEM
582
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$5.18M 0.04%
91,006
-3,577
-4% -$208K
WPC icon
583
W.P. Carey
WPC
$16.4B
$5.17M 0.04%
59,030
+34,538
+141% +$2.94M
HTH icon
584
Hilltop Holdings
HTH
$2.27B
$5.17M 0.04%
216,396
-1,104
-0.5% -$25.3K
AEIS icon
585
Advanced Energy
AEIS
$13.3B
$5.13M 0.04%
89,297
+5,753
+7% +$311K
CFG icon
586
Citizens Financial Group
CFG
$31B
$5.12M 0.04%
144,633
-41,289
-22% -$1.44M
NTES icon
587
NetEase
NTES
$82.6B
$5.11M 0.04%
96,020
+830
+0.9% +$42.2K
CCL icon
588
Carnival Corporation Ltd
CCL
$40.4B
$5.1M 0.04%
116,779
+4,061
+4% +$187K
MQY icon
589
BlackRock MuniYield Quality Fund
MQY
$813M
$5.08M 0.04%
337,993
+161,130
+91% +$2.39M
JBGS
590
JBG SMITH
JBGS
$704M
$5.08M 0.04%
129,558
-80,737
-38% -$3.15M
BR icon
591
Broadridge
BR
$18.5B
$5.07M 0.04%
40,706
-243
-0.6% -$31.3K
TYG
592
Tortoise Energy Infrastructure Corp
TYG
$1.06B
$5.04M 0.04%
61,588
+420
+0.7% +$36.3K
ELV icon
593
Elevance Health
ELV
$84.6B
$5.03M 0.04%
20,946
-2,839
-12% -$778K
BKN
594
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$5.02M 0.04%
322,651
+44,859
+16% +$696K
IVZ icon
595
Invesco
IVZ
$14.3B
$5M 0.04%
294,978
+6,638
+2% +$117K
KMX icon
596
CarMax
KMX
$8.37B
$4.99M 0.04%
56,650
+36,896
+187% +$3.17M
TFX icon
597
Teleflex
TFX
$5.84B
$4.94M 0.04%
14,532
-8,978
-38% -$3.13M
PK icon
598
Park Hotels & Resorts
PK
$2.97B
$4.94M 0.04%
197,696
+7,334
+4% +$186K
WSFS icon
599
WSFS Financial
WSFS
$4.22B
$4.94M 0.04%
111,933
-2,171
-2% -$91.3K
TWO
600
Two Harbors Investment
TWO
$1.27B
$4.92M 0.04%
93,754
-30,805
-25% -$1.62M
22 23
24
25 26

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CII
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AAMU
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WANY
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ZIG
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.