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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IQV icon
576
IQVIA
IQV
$38.7B
$13.7M 0.04%
170,276
-1,024
-0.6% -$79.9K
EFR
577
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
$13.7M 0.04%
899,220
+105,586
+13% +$1.59M
JQC icon
578
Nuveen Credit Strategies Income Fund
JQC
$704M
$13.6M 0.04%
1,570,267
+161,660
+11% +$1.43M
DCT
579
DELISTED
DCT Industrial Trust Inc.
DCT
$13.5M 0.04%
280,419
-31,156
-10% -$1.47M
PB icon
580
Prosperity Bancshares
PB
$8.97B
$13.4M 0.04%
192,763
+26,573
+16% +$1.93M
VTA
581
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$13.4M 0.04%
1,096,400
+124,459
+13% +$1.54M
EQC
582
DELISTED
Equity Commonwealth
EQC
$13.2M 0.04%
423,898
+134,111
+46% +$4.16M
MOH icon
583
Molina Healthcare
MOH
$10.2B
$13.2M 0.04%
290,067
+56,855
+24% +$2.98M
WOOF
584
DELISTED
VCA Inc.
WOOF
$13.2M 0.04%
144,143
+5,423
+4% +$486K
RDC
585
DELISTED
Rowan Companies Plc
RDC
$13.2M 0.04%
844,716
-31,657
-4% -$558K
SBNY
586
DELISTED
Signature Bank
SBNY
$13.1M 0.04%
88,377
-8,275
-9% -$1.28M
HTGC icon
587
Hercules Capital
HTGC
$3.07B
$13.1M 0.04%
864,945
+120,264
+16% +$1.76M
WNR
588
DELISTED
Western Refining Inc
WNR
$12.9M 0.03%
367,044
-76,930
-17% -$2.78M
WP
589
DELISTED
Worldpay, Inc.
WP
$12.9M 0.03%
200,583
-4,691
-2% -$298K
KEX icon
590
Kirby Corp
KEX
$7.01B
$12.9M 0.03%
182,182
+63,638
+54% +$4.34M
RDN icon
591
Radian Group
RDN
$5.18B
$12.8M 0.03%
714,661
-102,187
-13% -$1.89M
EG icon
592
Everest Group
EG
$14.5B
$12.8M 0.03%
54,763
+11,696
+27% +$2.67M
SON icon
593
Sonoco
SON
$5.57B
$12.8M 0.03%
241,901
-141,258
-37% -$7.6M
LOGM
594
DELISTED
LogMein, Inc.
LOGM
$12.7M 0.03%
130,459
+100,513
+336% +$10M
NUVA
595
DELISTED
NuVasive, Inc.
NUVA
$12.7M 0.03%
169,903
-13,055
-7% -$947K
JBLU icon
596
JetBlue
JBLU
$2.28B
$12.6M 0.03%
613,425
+191,406
+45% +$3.9M
UFS
597
DELISTED
DOMTAR CORPORATION (New)
UFS
$12.6M 0.03%
346,010
+27,653
+9% +$1.1M
CRUS icon
598
Cirrus Logic
CRUS
$6.53B
$12.6M 0.03%
207,922
-7,113
-3% -$405K
NAC icon
599
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$12.6M 0.03%
872,971
-67,132
-7% -$965K
BPOP icon
600
Popular Inc
BPOP
$11.2B
$12.5M 0.03%
308,132
+3,321
+1% +$143K
22 23
24
25 26

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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.