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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSL icon
576
Carlisle Companies
CSL
$14.8B
$13.3M 0.04%
120,886
+75,618
+167% +$8.26M
NAC icon
577
Nuveen California Quality Municipal Income Fund
NAC
$1.82B
$13.3M 0.04%
940,103
+519,850
+124% +$7.62M
OSK icon
578
Oshkosh
OSK
$9.16B
$13.3M 0.04%
205,478
-59,234
-22% -$3.67M
POR icon
579
Portland General Electric
POR
$5.9B
$13.2M 0.04%
303,696
-33,913
-10% -$1.43M
THO icon
580
Thor Industries
THO
$4.03B
$13.1M 0.04%
130,991
+111,806
+583% +$10.1M
IQV icon
581
IQVIA
IQV
$38.4B
$13M 0.04%
171,300
+1,698
+1% +$130K
DF
582
DELISTED
Dean Foods Company
DF
$13M 0.04%
597,704
+260,151
+77% +$4.95M
INCY icon
583
Incyte
INCY
$24B
$12.9M 0.04%
128,981
-21,245
-14% -$2.07M
BKH icon
584
Black Hills Corp
BKH
$5.42B
$12.9M 0.04%
210,737
-12,595
-6% -$752K
UAA icon
585
Under Armour
UAA
$2.89B
$12.9M 0.04%
444,462
-151,735
-25% -$4.98M
VYX icon
586
NCR Voyix
VYX
$1.19B
$12.8M 0.04%
514,245
+336,997
+190% +$7.56M
EBS icon
587
Emergent Biosolutions
EBS
$382M
$12.8M 0.04%
388,390
-142,816
-27% -$4.28M
MOH icon
588
Molina Healthcare
MOH
$10.2B
$12.7M 0.04%
233,212
+110,602
+90% +$6.05M
AVA icon
589
Avista
AVA
$3.27B
$12.6M 0.04%
314,955
-15,737
-5% -$637K
JQC icon
590
Nuveen Credit Strategies Income Fund
JQC
$707M
$12.5M 0.04%
1,408,607
+55,033
+4% +$469K
UFS
591
DELISTED
DOMTAR CORPORATION (New)
UFS
$12.4M 0.04%
318,357
+48,684
+18% +$1.85M
ALLY icon
592
Ally Financial
ALLY
$13.4B
$12.4M 0.04%
651,655
-28,085
-4% -$540K
NUVA
593
DELISTED
NuVasive, Inc.
NUVA
$12.3M 0.04%
182,958
+24,534
+15% +$1.58M
KATE
594
DELISTED
Kate Spade & Company
KATE
$12.3M 0.04%
659,333
+642,847
+3,899% +$10.5M
WP
595
DELISTED
Worldpay, Inc.
WP
$12.2M 0.04%
205,274
+23,122
+13% +$1.34M
CIM
596
Chimera Investment
CIM
$1.06B
$12.2M 0.03%
238,470
+18,615
+8% +$912K
CRUS icon
597
Cirrus Logic
CRUS
$6.42B
$12.2M 0.03%
215,035
-33,623
-14% -$1.86M
CGNX icon
598
Cognex
CGNX
$11.2B
$12.2M 0.03%
382,148
+164,478
+76% +$4.71M
TFCF
599
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$12.1M 0.03%
443,580
+8,281
+2% +$222K
FRC
600
DELISTED
First Republic Bank
FRC
$12.1M 0.03%
130,854
+5,019
+4% +$410K
22 23
24
25 26

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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.