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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRCL
576
DELISTED
Stericycle Inc
SRCL
$23.8M 0.06%
204,094
+20,499
+11% +$2.42M
ENDP
577
DELISTED
Endo International plc
ENDP
$23.8M 0.06%
347,873
+8,446
+2% +$556K
PCI
578
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$23.7M 0.06%
1,055,761
+151,553
+17% +$3.5M
KSU
579
DELISTED
Kansas City Southern
KSU
$23.7M 0.06%
195,471
-5,123
-3% -$584K
PDI icon
580
PIMCO Dynamic Income Fund
PDI
$7.35B
$23.6M 0.06%
748,501
-6,785
-0.9% -$221K
RITM icon
581
Rithm Capital
RITM
$5.62B
$23.5M 0.06%
2,013,410
-162,790
-7% -$2.02M
ROP icon
582
Roper Technologies
ROP
$38.8B
$23.4M 0.06%
159,992
+5,838
+4% +$858K
SN
583
DELISTED
Sanchez Energy Corporation
SN
$23.4M 0.06%
891,035
-37,169
-4% -$1.18M
PFG icon
584
Principal Financial Group
PFG
$24.6B
$23.3M 0.06%
444,783
+9,922
+2% +$519K
AVP
585
DELISTED
Avon Products, Inc.
AVP
$23.3M 0.06%
1,847,110
+255,269
+16% +$3.5M
RL icon
586
Ralph Lauren
RL
$22.6B
$23M 0.06%
139,361
-25,759
-16% -$4.24M
LPLA icon
587
LPL Financial
LPLA
$28.8B
$22.9M 0.05%
497,549
+35,701
+8% +$1.72M
LEA icon
588
Lear
LEA
$6.27B
$22.8M 0.05%
263,757
-35,622
-12% -$3.44M
ARG
589
DELISTED
Airgas Inc
ARG
$22.8M 0.05%
205,919
+1,256
+0.6% +$138K
JMF
590
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$22.6M 0.05%
1,023,197
+53,727
+6% +$1.16M
SNI
591
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$22.6M 0.05%
289,233
+43,456
+18% +$3.5M
SPWR
592
DELISTED
SunPower Corporation Common Stock
SPWR
$22.6M 0.05%
1,017,655
+4
+0% +$98
AME icon
593
Ametek
AME
$55.9B
$22.6M 0.05%
449,530
+34,693
+8% +$1.8M
EXPD icon
594
Expeditors International
EXPD
$22.3B
$22.5M 0.05%
555,453
+47,000
+9% +$2M
KMX icon
595
CarMax
KMX
$8.29B
$22.5M 0.05%
484,421
-13,653
-3% -$699K
CDNS icon
596
Cadence Design Systems
CDNS
$92.6B
$22.5M 0.05%
1,306,304
-214,638
-14% -$3.73M
URBN icon
597
Urban Outfitters
URBN
$6.65B
$22.5M 0.05%
612,355
-98,545
-14% -$3.62M
YUM icon
598
Yum! Brands
YUM
$40.6B
$22.3M 0.05%
431,357
+50,699
+13% +$2.7M
KYE
599
DELISTED
Kayne Anderson Energy
KYE
$22.3M 0.05%
698,343
+95,094
+16% +$3.08M
HIX
600
Western Asset High Income Fund II
HIX
$350M
$22.3M 0.05%
2,481,442
+488,708
+25% +$4.5M
22 23
24
25 26

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.