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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGH
551
Barings Global Short Duration High Yield Fund
BGH
$287M
$4.16M 0.04%
327,169
+19,999
+7% +$265K
CPK icon
552
Chesapeake Utilities
CPK
$3.21B
$4.15M 0.04%
42,441
+8,048
+23% +$912K
APH icon
553
Amphenol
APH
$209B
$4.13M 0.04%
98,246
-4,490
-4% -$193K
SEDG icon
554
SolarEdge
SEDG
$1.95B
$4.11M 0.04%
31,764
+12,407
+64% +$2.38M
UTG icon
555
Reaves Utility Income Fund
UTG
$3.61B
$4.1M 0.04%
166,220
+14,067
+9% +$378K
FHN icon
556
First Horizon
FHN
$12.1B
$4.09M 0.04%
370,901
+31,471
+9% +$390K
STC icon
557
Stewart Information Services
STC
$2.08B
$4.08M 0.04%
93,041
-146
-0.2% -$6.6K
GHY
558
PGIM Global High Yield Fund
GHY
$483M
$4.07M 0.04%
377,209
-8,415
-2% -$94.2K
ICFI icon
559
ICF International
ICFI
$1.72B
$4.04M 0.03%
33,446
-31
-0.1% -$3.87K
BMRN icon
560
BioMarin Pharmaceuticals
BMRN
$12.4B
$4M 0.03%
45,255
-4,350
-9% -$387K
WTFC icon
561
Wintrust Financial
WTFC
$10.7B
$3.95M 0.03%
52,329
-8,081
-13% -$636K
GFI icon
562
Gold Fields
GFI
$36.5B
$3.95M 0.03%
363,771
-78,221
-18% -$1.03M
ESI icon
563
Element Solutions
ESI
$9.23B
$3.95M 0.03%
201,289
-35,700
-15% -$709K
NLY icon
564
Annaly Capital Management
NLY
$17.4B
$3.95M 0.03%
209,818
-39,805
-16% -$791K
DFS
565
DELISTED
Discover Financial Services
DFS
$3.93M 0.03%
45,409
+6,623
+17% +$658K
ED icon
566
Consolidated Edison
ED
$39.9B
$3.93M 0.03%
45,905
-11,496
-20% -$1.05M
MAV
567
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$3.93M 0.03%
583,365
+24,873
+4% +$189K
NTST
568
NETSTREIT Corp
NTST
$2.1B
$3.92M 0.03%
251,349
-88,856
-26% -$1.53M
SPTL icon
569
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.6B
$3.91M 0.03%
149,515
+25,051
+20% +$705K
NVO
570
Novo Nordisk
NVO
$209B
$3.91M 0.03%
42,965
-1,715
-4% -$151K
TRGP icon
571
Targa Resources
TRGP
$55.1B
$3.89M 0.03%
45,346
+4,132
+10% +$342K
SIRI icon
572
SiriusXM
SIRI
$10.1B
$3.88M 0.03%
85,839
+12,464
+17% +$579K
JBHT icon
573
JB Hunt Transport Services
JBHT
$25.2B
$3.88M 0.03%
20,573
+530
+3% +$102K
ETB
574
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$458M
$3.88M 0.03%
307,377
+28,390
+10% +$381K
FSLR icon
575
First Solar
FSLR
$26.9B
$3.85M 0.03%
23,827
+2,484
+12% +$463K
21 22
23
24 25

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.